David Hall has been an investment adviser representative at Woodstock Wealth Management since June 2020, and is not listed among the firm’s executive officers or direct owners.
Woodstock Wealth Management, Inc. is a Woodstock, GA firm with $727M under management, 1,586 clients and 26 advisers across 26 offices, as of its April 2026 filing.
David Hall’s longest registration was 7 years at UBS Financial Services Inc. (2005–2013). Before joining Woodstock Wealth Management in 2020, David Hall was registered through Citigroup Global Markets Inc. and UBS Financial Services Inc.
- – present · 6 yearsMountainside, NJ · Adviser representative · Firm CRD 283472
- Citigroup Global Markets Inc.– · 7 yearsShort Hills, NJ · Adviser representative · Firm CRD 7059
- UBS Financial Services Inc.– · 7 yearsWestfield, NJ · Adviser representative · Firm CRD 8174
- Morgan Stanley– · 3 yearsWestfield, NJ · Adviser representative · Firm CRD 7556
Investment adviser representative registrations
David Hall is registered as an investment adviser representative in New Jersey, since June 2020.
- New JerseySince 8 June 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 31 | Futures Managed Funds Examination | 2 February 2002 |
| Series 65 | Uniform Investment Adviser Law Examination | 16 March 1995 |
| Series 63 | Uniform Securities Agent State Law Examination | 17 May 1994 |
| Series 7 | General Securities Representative Examination | 2 March 1994 |
- Name
- Securities Industry Essentials Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- David Rich Hall
- CRD
- 2408344
- Firm
- Woodstock Wealth Management · CRD 283472
- Office
- Mountainside, NJ
- Registration
- Investment adviser registration
- In the industry since
- May 1994
- Disciplinary history
- Not yet shown here · SEC record
Where does David Hall work?
David Hall is an investment adviser representative registered through Woodstock Wealth Management, Inc. since June 2020, and is not listed among the firm’s executive officers or direct owners.
Is David Hall a financial advisor?
Yes. David Hall has a current investment-adviser registration in New Jersey, through Woodstock Wealth Management since June 2020.
How many years of experience does David Hall have?
David Hall has 32 years in the financial industry, since May 1994, across 4 adviser firms.
What exams has David Hall passed?
David Hall has passed 4 licensing exams: the Series 7, Series 63, Series 65 and Series 31. The earliest, the Series 7, was passed in March 1994. FINRA credited David Hall with the SIE, which began in October 2018.
Where did David Hall work before Woodstock Wealth Management?
Before Woodstock Wealth Management, David Hall was registered through UBS Financial Services Inc., November 2005 to March 2013; Morgan Stanley, May 2002 to November 2005.
Where is David Hall based?
David Hall’s registered office is in Mountainside, NJ.
Is David Hall registered with FINRA?
No. David Hall has no current broker registration.
How can I verify David Hall’s record?
Search CRD 2408344 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes David Hall’s full registration record.