Scott Fessler has been an investment adviser representative at Woodstock Wealth Management since August 2018, and is not listed among the firm’s executive officers or direct owners. Scott Fessler holds an Associate degree in Business Administration from SUNY Farmingdale and a Bachelor's degree in Business Administration from Hofstra University.
Woodstock Wealth Management, Inc. is a Woodstock, GA firm with $727M under management, 1,586 clients and 26 advisers across 26 offices, as of its April 2026 filing.
Scott Fessler is Founder of Fessler Financial, Inc, based in Hewlett, New York. The firm has provided financial services to customers throughout the United States since 2004 and assists customers with life insurance, estate planning, health insurance, investments and college planning. He is an Investment Adviser Representative of Woodstock Wealth Management, Inc.
- – present · 8 yearsEast Rocaway, NY · Adviser representative · Firm CRD 283472
Professional designations
Listed by Woodstock Wealth Management
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Scott Fessler is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from December 2019; the most recent is Florida, in July 2023.
- FloridaSince 28 July 2023
- New YorkSince 16 November 2021
- TexasResidentSince 9 December 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 15 April 2002 |
| Series 24 | General Securities Principal Examination | 1 April 2002 |
| Series 4 | Registered Options Principal Examination | 29 January 2002 |
| Series 63 | Uniform Securities Agent State Law Examination | 28 December 1995 |
| Series 7 | General Securities Representative Examination | 21 December 1995 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- Registered Options Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Scott Darren Fessler
- CRD
- 2689471
- Firm
- Woodstock Wealth Management · CRD 283472
- Office
- 97 Main Street, East Rocaway, NY 11518
- Registration
- Investment adviser registration
- In the industry since
- February 1996
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- fesslerfinancial.com
Where does Scott Fessler work?
Scott Fessler is an investment adviser representative registered through Woodstock Wealth Management, Inc. since August 2018, and is not listed among the firm’s executive officers or direct owners.
Is Scott Fessler a financial advisor?
Yes. Scott Fessler has a current investment-adviser registration in Florida, New York and Texas, through Woodstock Wealth Management since August 2018.
How many years of experience does Scott Fessler have?
Scott Fessler has 30 years in the financial industry, since February 1996, across 1 adviser firm.
What exams has Scott Fessler passed?
Scott Fessler has passed 5 licensing exams: the Series 7, Series 63, Series 4, Series 24 and Series 65. The earliest, the Series 7, was passed in December 1995. FINRA credited Scott Fessler with the SIE, which began in October 2018.
Where is Scott Fessler based?
Scott Fessler’s registered office is in East Rocaway, NY.
Is Scott Fessler registered with FINRA?
No. Scott Fessler has no current broker registration.
Is Scott Fessler a CFP?
Woodstock Wealth Management lists Scott Fessler with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Scott Fessler’s record?
Search CRD 2689471 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Scott Fessler’s full registration record.