Patrick Fitzsimmons has been an investment adviser representative at Woodstock Wealth Management since November 2018, and is not listed among the firm’s executive officers or direct owners.
Woodstock Wealth Management, Inc. is a Woodstock, GA firm with $727M under management, 1,586 clients and 26 advisers across 26 offices, as of its April 2026 filing.
Patrick Fitzsimmons’ longest registration was 13 years at Ameriprise Financial Services, Inc. (1995–2008). Before joining Woodstock Wealth Management in 2018, Patrick Fitzsimmons was registered through Ifs Advisory, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
- – present · 7 yearsAdviser representative · Firm CRD 283472
- Ifs Advisory, LLC– · 6 yearsErie, PA · Adviser representative · Firm CRD 154680
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 2 yearsErie, PA · Adviser representative · Firm CRD 7691
- Ameriprise Financial Services, Inc.– · 13 yearsErie, PA · Adviser representative · Firm CRD 6363
Investment adviser representative registrations
Patrick Fitzsimmons is registered as an investment adviser representative in 2 states. The first approvals date from November 2018; the most recent is Florida, in March 2019.
- FloridaSince 5 March 2019
- PennsylvaniaSince 19 November 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 51 | Municipal Fund Securities Principal Examination | 28 March 2003 |
| Series 24 | General Securities Principal Examination | 24 July 1997 |
| Series 65 | Uniform Investment Adviser Law Examination | 6 December 1994 |
| Series 63 | Uniform Securities Agent State Law Examination | 15 November 1993 |
| Series 7 | General Securities Representative Examination | 10 November 1993 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 11 October 1988 |
- Name
- Securities Industry Essentials Examination
- Name
- Municipal Fund Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Patrick John Fitzsimmons
- CRD
- 1098965
- Firm
- Woodstock Wealth Management · CRD 283472
- Registration
- Investment adviser registration
- In the industry since
- January 1989
- Disciplinary history
- Not yet shown here · SEC record
Where does Patrick Fitzsimmons work?
Patrick Fitzsimmons is an investment adviser representative registered through Woodstock Wealth Management, Inc. since November 2018, and is not listed among the firm’s executive officers or direct owners.
Is Patrick Fitzsimmons a financial advisor?
Yes. Patrick Fitzsimmons has a current investment-adviser registration in Florida and Pennsylvania, through Woodstock Wealth Management since November 2018.
How many years of experience does Patrick Fitzsimmons have?
Patrick Fitzsimmons has 37 years in the financial industry, since January 1989, across 4 adviser firms.
What exams has Patrick Fitzsimmons passed?
Patrick Fitzsimmons has passed 6 licensing exams: the Series 6, Series 7, Series 63, Series 65, Series 24 and Series 51. The earliest, the Series 6, was passed in October 1988. FINRA credited Patrick Fitzsimmons with the SIE, which began in October 2018.
Where did Patrick Fitzsimmons work before Woodstock Wealth Management?
Before Woodstock Wealth Management, Patrick Fitzsimmons was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated, December 2008 to November 2011; Ameriprise Financial Services, Inc., January 1995 to December 2008.
Is Patrick Fitzsimmons registered with FINRA?
No. Patrick Fitzsimmons has no current broker registration.
How can I verify Patrick Fitzsimmons’ record?
Search CRD 1098965 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Patrick Fitzsimmons’ full registration record.