Daniel Mercer has been an investment adviser representative at Woodstock Wealth Management since June 2018, and is not listed among the firm’s executive officers or direct owners.
Woodstock Wealth Management, Inc. is a Woodstock, GA firm with $727M under management, 1,586 clients and 26 advisers across 26 offices, as of its April 2026 filing.
Daniel Mercer’s longest registration is the current one, 8 years at Woodstock Wealth Management since 2018. Before joining Woodstock Wealth Management in 2018, Daniel Mercer was registered through Woodstock Financial Group, Inc. and Raymond James Financial Services Advisors, Inc.
- – present · 8 yearsHouston, TX · Adviser representative · Firm CRD 283472
- Woodstock Financial Group, Inc.– · 1 yearHouston, TX · Adviser representative · Firm CRD 38095
- Raymond James Financial Services Advisors, Inc– · 1 yearCypress, TX · Adviser representative · Firm CRD 149018
- LPL Financial LLC– · 3 yearsCypress, TX · Adviser representative · Firm CRD 6413
- Edward Jones– · 4 yearsCypress, TX · Adviser representative · Firm CRD 250
Investment adviser representative registrations
Daniel Mercer is registered as an investment adviser representative in 3 states. The first approvals date from June 2018; the most recent is Ohio, in October 2019.
- North CarolinaSince 13 November 2018
- OhioSince 24 October 2019
- TexasSince 13 June 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 29 February 2008 |
| Series 7 | General Securities Representative Examination | 13 February 2008 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Daniel Aaron Mercer
- CRD
- 5467102
- Firm
- Woodstock Wealth Management · CRD 283472
- Office
- 12258 Queenston Blvd, Suite F, Houston, TX 77095
- Registration
- Investment adviser registration
- In the industry since
- February 2008
- Disciplinary history
- Not yet shown here · SEC record
Where does Daniel Mercer work?
Daniel Mercer is an investment adviser representative registered through Woodstock Wealth Management, Inc. since June 2018, and is not listed among the firm’s executive officers or direct owners.
Is Daniel Mercer a financial advisor?
Yes. Daniel Mercer has a current investment-adviser registration in North Carolina, Ohio and Texas, through Woodstock Wealth Management since June 2018.
How many years of experience does Daniel Mercer have?
Daniel Mercer has 18 years in the financial industry, since February 2008, across 5 adviser firms.
What exams has Daniel Mercer passed?
Daniel Mercer has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in February 2008. FINRA credited Daniel Mercer with the SIE, which began in October 2018.
Where did Daniel Mercer work before Woodstock Wealth Management?
Before Woodstock Wealth Management, Daniel Mercer was registered through Raymond James Financial Services Advisors, Inc, December 2015 to June 2017; LPL Financial LLC, June 2012 to December 2015; Edward Jones, April 2008 to June 2012.
Where is Daniel Mercer based?
Daniel Mercer’s registered office is in Houston, TX.
Is Daniel Mercer registered with FINRA?
No. Daniel Mercer has no current broker registration.
How can I verify Daniel Mercer’s record?
Search CRD 5467102 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Daniel Mercer’s full registration record.