Richard Girgis has been an investment adviser representative at Woodstock Wealth Management since December 2025, and is not listed among the firm’s executive officers or direct owners.
Woodstock Wealth Management, Inc. is a Woodstock, GA firm with $727M under management, 1,586 clients and 26 advisers across 26 offices, as of its April 2026 filing.
Richard Girgis’ longest registration was 22 years at LPL Financial LLC (2003–2025). Before joining Woodstock Wealth Management in 2025, Richard Girgis was registered through Morristown Financial Group, LLP and LPL Financial LLC.
- – present · under a yearKillington, VT · Adviser representative · Firm CRD 283472
- Morristown Financial Group, LLP– · 4 yearsMorristown, NJ · Adviser representative · Firm CRD 125486
- Morristown Financial Group, LLP– · under a yearMorristown, NJ · Adviser representative · Firm CRD 125486
- LPL Financial LLC– · 22 yearsBasking Ridge, NJ · Adviser representative · Firm CRD 6413
- Merrill Lynch Pierce Fenner & Smith Inc.– · 5 yearsNew York, NY · Adviser representative · Firm CRD 7691
Investment adviser representative registrations
Richard Girgis is registered as an investment adviser representative in 2 states. The first approvals date from December 2025; the most recent is Pennsylvania, in May 2026.
- PennsylvaniaSince 4 May 2026
- VermontSince 15 December 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 22 July 1994 |
| Series 63 | Uniform Securities Agent State Law Examination | 14 April 1993 |
| Series 7 | General Securities Representative Examination | 7 April 1993 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Richard Alexander Girgis
- CRD
- 2281509
- Firm
- Woodstock Wealth Management · CRD 283472
- Office
- Killington, VT
- Registration
- Investment adviser registration
- In the industry since
- May 1993
- Disciplinary history
- Not yet shown here · SEC record
Where does Richard Girgis work?
Richard Girgis is an investment adviser representative registered through Woodstock Wealth Management, Inc. since December 2025, and is not listed among the firm’s executive officers or direct owners.
Is Richard Girgis a financial advisor?
Yes. Richard Girgis has a current investment-adviser registration in Pennsylvania and Vermont, through Woodstock Wealth Management since December 2025.
How many years of experience does Richard Girgis have?
Richard Girgis has 33 years in the financial industry, since May 1993, across 4 adviser firms.
What exams has Richard Girgis passed?
Richard Girgis has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in April 1993. FINRA credited Richard Girgis with the SIE, which began in October 2018.
Where did Richard Girgis work before Woodstock Wealth Management?
Before Woodstock Wealth Management, Richard Girgis was registered through Morristown Financial Group, LLP, November 2004 to June 2009; Morristown Financial Group, LLP, January 2004 to June 2004; LPL Financial LLC, August 2003 to December 2025; Merrill Lynch Pierce Fenner & Smith Inc., December 1997 to August 2003.
Where is Richard Girgis based?
Richard Girgis’ registered office is in Killington, VT.
Is Richard Girgis registered with FINRA?
No. Richard Girgis has no current broker registration.
How can I verify Richard Girgis’ record?
Search CRD 2281509 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Richard Girgis’ full registration record.