Uniting Wealth Partners provides financial planning, portfolio management for individuals and small businesses, selecting other managers, education planning, insurance, and philanthropic planning. Financial planning was provided to 1–10 clients last fiscal year.
Uniting Wealth Partners reports 854 clients. They include 651 high-net-worth individuals, 179 individual clients, and 24 corporations and other businesses. Of its assets, 99.4% ($929M across 2,328 accounts) are managed with discretion; $5.9M across 9 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 21% | <1% |
| High-net-worth individuals | 76% | 84% |
| Charitable organizations | Fewer than 5 | <1% |
| Corporations and other businesses | 3% | 15% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 179 | $6.94M | 0.7% | $38.8K |
| High-net-worth individuals | 651 | $788M | 84.3% | $1.21M |
| Charitable organizations | Fewer than 5 | $4.09K | 0.0% | — |
| Corporations and other businesses | 24 | $140M | 14.9% | $5.82M |
| Total | 854 | $935M | 100% | — |
- Clients
- 179
- Regulatory AUM
- $6.94M
- AUM share
- 0.7%
- Avg. per client
- $38.8K
- Clients
- 651
- Regulatory AUM
- $788M
- AUM share
- 84.3%
- Avg. per client
- $1.21M
- Clients
- Fewer than 5
- Regulatory AUM
- $4.09K
- AUM share
- 0.0%
- Avg. per client
- —
- Clients
- 24
- Regulatory AUM
- $140M
- AUM share
- 14.9%
- Avg. per client
- $5.82M
Total
- Clients
- 854
- Regulatory AUM
- $935M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Uniting Wealth Partners charges up to 2.00% a year for its Wealth Management Services. The fee is billed in advance and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning and Consulting
- Fixed engagement or ongoing fees for financial planning and consulting are negotiable; ongoing fees are invoiced quarterly in advance.
Wagn Investment Partners, LLC owns 25% to 50% of Uniting Wealth Partners and is in turn owned by Wealth Advisor Growth Network (75% or more). The leadership team of Uniting Wealth Partners includes Chief Compliance Officer Jill Rakowski. It has 23 employees, 11 of them in advisory roles.
Leadership
- Jill RakowskiChief Compliance Officer
- Jay HummelManaging Partner
- John PhoenixManaging Partner
Scott ShepherdManaging Partner
Investment adviser representatives
17 representatives listed in the SEC register as of 9 October 2026.
Staff
- 23 employees
- 11 in advisory functions
- 11 state-registered reps
- 9 insurance agents
- Owns 25% to 50% of Uniting Wealth Partners LLC
Wagn Investment Partners, LLC
Control person · since March 2026
- Owns 75% or more of Wagn Investment Partners, LLC
Wealth Advisor Growth Network
Control person · since March 2026
- Owns 50% to 75% of Wealth Advisor Growth Network
Jhmce, LLC
Control person · since October 2019
- Owns 50% to 75% of Jhmce, LLC
Jay Hummel
Control person · since May 2019
- Owns 50% to 75% of Jhmce, LLC
McCall Eve LLC
Control person · since October 2019
- Owns 75% or more of McCall Eve LLC
John Phoenix
Control person · since May 2019
- Owns 25% to 50% of Uniting Wealth Partners LLC
PWM Partnerco, LLC
Control person · since March 2026
- Owns 25% to 50% of PWM Partnerco, LLC
Scott Shepherd
Control person · since March 2026
- Owns 25% to 50% of PWM Partnerco, LLC
Randy Koontz
Control person · since March 2026
- Owns 25% to 50% of PWM Partnerco, LLC
Rick Hadrava
Control person · since March 2026
- Owns 25% to 50% of Uniting Wealth Partners LLC
Echelon Wealth Advisors, LLC
Control person · since March 2026
- Owns 50% to 75% of Echelon Wealth Advisors, LLC
Alecia Fisher Dougherty
Control person · since March 2019
- Owns 50% to 75% of Echelon Wealth Advisors, LLC
Richard Dougherty
Control person · since March 2019
Uniting Wealth Partners’ regulatory assets grew 1.7× from $545M (May 2025) to $935M (August 2026); clients rose from 527 to 854 and employees from 11 to 23. In 2025, Rick and Alecia Dougherty practice (Rochester, NY) joined it.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| August 2026 | $935M | 854 | 23 | 6 |
| May 2025 | $545M | 527 | 11 | 6 |
Firms that joined
20251 joined
- Rick and Alecia Dougherty practice (Rochester, NY)TeamNo filed AUM
Firms whose SEC withdrawal reports a sale to this firm, and deals reported in the press. Teams that moved without selling a registered firm may not appear.
Besides its headquarters, Uniting Wealth Partners has 5 offices, with 6 listed addresses across 5 states.
Arkansas · 2 listed addresses
- 633 W Lancashire BLVD, Bella Vista
- 3300 S. Market Street, Rogers
Colorado · 1 listed address
- 240 Saint Paul Street, Suite 300, DenverHQ
New York · 1 listed address
- 1441 Monroe Ave, Rochester
Oklahoma · 1 listed address
- 6303 Waterford BLVD, Oklahoma City
Texas · 1 listed address
- 1921 E 37th St, Odessa
Contact and registration details
- Legal name
- Uniting Wealth Partners LLC
- Headquarters
- 240 Saint Paul Street, Suite 300, Denver, CO 80206
- Website
- unitingwealthpartners.com
- Phone
- 720-706-7180
- @uniting-wealth-partners
- SEC file
- 801-131215
- Founded
- 2024
- Structure
- Delaware LLC
- Fiscal year end
- December
Uniting Wealth Partners uses Raymond James ($698M, 76%) and Charles Schwab ($216M, 24%) as custodians for its separately managed accounts. Uniting Wealth Partners has custody of $55.9M in client assets for 45 clients.
- Raymond JamesRaymond James Financial Services, Inc. · St. Petersburg, FL · $698M76%
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $216M24%
At year end, Uniting Wealth Partners’ separately managed accounts were mostly in stocks (54%) and funds (37%). Its reported 13F holdings for the quarter ended 30 June 2026 total $492M across 207 positions; the largest are Walmart Inc. (18.2%), First TR Exchange Traded FD (4.6%) and ETF Ser Solutions (2.8%).
What the accounts hold
- Stocks54%
- Funds37%
- Registered funds35%
- Pooled vehicles2%
- Bonds6%
- State and local bonds3%
- U.S. government and agency bonds2%
- Investment grade corporate bonds1%
- Cash3%
Reported 13F holdings
- $492M
- Reported 13F value
- 207
- Positions
- 42.1%
- In the 10 largest
- +4.9%
- Value vs. prior quarter
- Walmart Inc.18.2%
- First TR Exchange Traded FD · Risng Divd Achiv4.6%
- ETF Ser Solutions · Aptus Oct Buff E2.8%
- First TR Exchng Traded FD VI · FT Ladd Buff ETF2.8%
- ETF Ser Solutions · Aptus Collrd Inv2.6%
- ETF Ser Solutions · Aptus July Bufr2.4%
- First TR Exchange-traded FD · Structured CR IN2.3%
- Vanguard Scottsdale Fds · Int-term Corp.2.2%
- Nvidia Corporation2.1%
- ETF Ser Solutions · Aptus Jan Buffer2.1%
Together, the ten largest are 42.1% of reported value.
How many clients does Uniting Wealth Partners have?
Uniting Wealth Partners has 854 clients and manages $935 million for them, as of August 2026. They include 651 high-net-worth individuals, 179 individual clients, and 24 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 26 August 2026
What services does Uniting Wealth Partners offer?
Uniting Wealth Partners provides financial planning, portfolio management for individuals and small businesses, selecting other managers, education planning, insurance, and philanthropic planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Uniting Wealth Partners charge?
Uniting Wealth Partners charges up to 2.00% a year for its Wealth Management Services. The fee is billed in advance and is negotiable.
Source: UWP ADV 2A, filed 7 July 2026
Which custodians does Uniting Wealth Partners use?
Uniting Wealth Partners’ separately managed account assets are held at Raymond James Financial Services, Inc. (St. Petersburg, FL), with $698M and Charles Schwab & Co., Inc. (Westlake, TX), with $216M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 26 August 2026
How many financial advisors does Uniting Wealth Partners have?
Uniting Wealth Partners has 11 investment adviser representatives registered with state securities authorities, out of 23 employees, and 11 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 9 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Uniting Wealth Partners invest in?
At the end of its last fiscal year, Uniting Wealth Partners’ separately managed accounts held 54% exchange-traded equities, 35% registered funds (mutual funds, ETFs, BDCs), 3% state and local bonds, 3% cash and equivalents, 2% U.S. government and agency bonds, 2% pooled vehicles (private funds and similar) and 1% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Uniting Wealth Partners?
Uniting Wealth Partners is owned through a chain of holding companies by John Phoenix, Jay Hummel, Scott Shepherd, Randy Koontz, Rick Hadrava, and Alecia Fisher and Richard Dougherty. Its direct owners are Wagn Investment Partners, LLC, PWM Partnerco, LLC and Echelon Wealth Advisors, LLC, each holding 50% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 26 August 2026
How does Uniting Wealth Partners get paid?
Uniting Wealth Partners is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Uniting Wealth Partners?
Uniting Wealth Partners’ main office is at 240 Saint Paul Street, Suite 300, Denver, CO 80206. Its phone number is 720-706-7180. Its website is unitingwealthpartners.com.