Randy Koontz has been an investment adviser representative at Uniting Wealth Partners since October 2024, and is not listed among the firm’s executive officers or direct owners. Randy Koontz studied at the University of Arkansas.
Uniting Wealth Partners LLC is a Denver, CO firm with $935M under management, 854 clients and 11 advisers across 6 offices, as of its August 2026 filing.
Randy Koontz is a partner and senior wealth advisor of Uniting Wealth Partners, based in Bella Vista, Arkansas, and an original founder of Pinnacle Wealth Management. He helps clients with wealth preservation, investment management, retirement planning, estate and tax planning, and business valuation strategies. With Scott Shepherd, he developed the Market Adaptive methodology, which is designed to limit losses during extended market downturns. Before joining Raymond James in 2006, he worked at Morgan Stanley and A.G. Edwards & Sons.
Randy Koontz’s longest registration was 11 years at Raymond James & Associates, Inc. (2006–2018). Before joining Uniting Wealth Partners in 2024, Randy Koontz was registered through Raymond James Financial Services Advisors, Inc and Raymond James & Associates, Inc.
- Uniting Wealth PartnersCurrent– present · 1 yearRogers, AR · Adviser representative · Firm CRD 332317
- Raymond James Financial Services Advisors, Inc– · 6 yearsRogers, AR · Adviser representative · Firm CRD 149018
- Raymond James & Associates, Inc.– · 11 yearsRogers, AR · Adviser representative · Firm CRD 705
- Morgan Stanley– · 4 yearsRogers, AR · Adviser representative · Firm CRD 7556
Professional designations
Listed by Uniting Wealth Partners
- Wealth Management Specialist (WMS℠)
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 6 April 2007 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 5 April 2007 |
| Series 31 | Futures Managed Funds Examination | 7 January 2005 |
| Series 65 | Uniform Investment Adviser Law Examination | 24 July 1998 |
| Series 7 | General Securities Representative Examination | 20 August 1990 |
| Series 63 | Uniform Securities Agent State Law Examination | 3 October 1988 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 30 September 1988 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Randy Scott Koontz
- CRD
- 1884085
- Firm
- Uniting Wealth Partners · CRD 332317
- Office
- 3300 S MARKET ST, SUITE 400, Rogers, AR 72758
- Registration
- Investment adviser registration
- In the industry since
- December 1988
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- unitingwealthpartners.com
Where does Randy Koontz work?
Randy Koontz is an investment adviser representative registered through Uniting Wealth Partners LLC since October 2024, and is not listed among the firm’s executive officers or direct owners.
Is Randy Koontz a financial advisor?
Yes. Randy Koontz has a current investment-adviser registration, through Uniting Wealth Partners since October 2024.
How many years of experience does Randy Koontz have?
Randy Koontz has 37 years in the financial industry, since December 1988, across 4 adviser firms.
What exams has Randy Koontz passed?
Randy Koontz has passed 7 licensing exams: the Series 6, Series 63, Series 7, Series 65, Series 31, Series 9 and Series 10. The earliest, the Series 6, was passed in September 1988. FINRA credited Randy Koontz with the SIE, which began in October 2018.
Where did Randy Koontz work before Uniting Wealth Partners?
Before Uniting Wealth Partners, Randy Koontz was registered through Raymond James Financial Services Advisors, Inc, August 2018 to October 2024; Raymond James & Associates, Inc., August 2006 to August 2018; Morgan Stanley, April 2002 to August 2006.
Where is Randy Koontz based?
Randy Koontz’s registered office is in Rogers, AR.
Is Randy Koontz registered with FINRA?
No. Randy Koontz has no current broker registration.
How can I verify Randy Koontz’s record?
Search CRD 1884085 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Randy Koontz’s full registration record.
