Scott Shepherd has been Managing Partner of Uniting Wealth Partners since August 2024, is a control person of the firm and directly owns under 5% of it.
Uniting Wealth Partners LLC is a Denver, CO firm with $935M under management, 854 clients and 11 advisers across 6 offices, as of its August 2026 filing.
Scott Shepherd is a wealth manager and managing partner of Uniting Wealth Partners, based in Bella Vista, Arkansas. His work covers wealth management, business planning, estate planning and wealth preservation. Earlier, he built and managed offices for Dean Witter, Morgan Stanley and Raymond James. With Randy Koontz, he developed the Market Adaptive Investment Process, a methodology designed to minimize investment losses during prolonged market downturns.
Scott Shepherd’s longest registration was 12 years at Raymond James & Associates, Inc. (2005–2018). Before joining Uniting Wealth Partners in 2024, Scott Shepherd was registered through Raymond James Financial Services Advisors, Inc and Raymond James & Associates, Inc.
- Uniting Wealth PartnersCurrent– present · 1 yearRogers, AR · Adviser representative · Firm CRD 332317
- Raymond James Financial Services Advisors, Inc– · 6 yearsRogers, AR · Adviser representative · Firm CRD 149018
- Raymond James & Associates, Inc.– · 12 yearsRogers, AR · Adviser representative · Firm CRD 705
- Morgan Stanley– · 7 yearsRogers, AR · Adviser representative · Firm CRD 7556
Investment adviser representative registrations
Scott Shepherd is registered as an investment adviser representative in Arkansas, since October 2024.
- ArkansasSince 28 October 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 2 January 2023 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 13 April 2009 |
| Series 3 | National Commodity Futures Examination | 7 July 1999 |
| Series 8 | General Securities Sales Supervisor Examination (Options Module & General Module) | 19 June 1998 |
| Series 65 | Uniform Investment Adviser Law Examination | 27 June 1994 |
| Series 63 | Uniform Securities Agent State Law Examination | 7 December 1992 |
| Series 7 | General Securities Representative Examination | 1 October 1990 |
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- National Commodity Futures Examination
- Name
- General Securities Sales Supervisor Examination (Options Module & General Module)
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Scott Henry Shepherd
- CRD
- 2099250
- Firm
- Uniting Wealth Partners · CRD 332317
- Role
- Managing Partner
- Office
- 3300 S MARKET ST, SUITE 400, Rogers, AR 72758
- Registration
- Investment adviser registration
- In the industry since
- October 1990
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- unitingwealthpartners.com
Where does Scott Shepherd work?
Scott Shepherd has been Managing Partner of Uniting Wealth Partners LLC since August 2024, and is a control person of the firm.
Is Scott Shepherd a financial advisor?
Yes. Scott Shepherd has a current investment-adviser registration in Arkansas, through Uniting Wealth Partners since October 2024.
How many years of experience does Scott Shepherd have?
Scott Shepherd has 36 years in the financial industry, since October 1990, across 4 adviser firms.
What exams has Scott Shepherd passed?
Scott Shepherd has passed 8 licensing exams: the Series 7, Series 63, Series 65, Series 8, Series 3, Series 24, Series 9 and Series 10. The earliest, the Series 7, was passed in October 1990. FINRA credited Scott Shepherd with the SIE, which began in October 2018.
Where did Scott Shepherd work before Uniting Wealth Partners?
Before Uniting Wealth Partners, Scott Shepherd was registered through Raymond James Financial Services Advisors, Inc, August 2018 to October 2024; Raymond James & Associates, Inc., November 2005 to August 2018; Morgan Stanley, March 1998 to November 2005.
Where is Scott Shepherd based?
Scott Shepherd’s registered office is in Rogers, AR.
Is Scott Shepherd registered with FINRA?
No. Scott Shepherd has no current broker registration.
How can I verify Scott Shepherd’s record?
Search CRD 2099250 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Scott Shepherd’s full registration record.