Jay Hummel has been Managing Partner of Uniting Wealth Partners since August 2024, is a control person of the firm and directly owns under 5% of it.
Uniting Wealth Partners LLC is a Denver, CO firm with $935M under management, 854 clients and 11 advisers across 6 offices, as of its August 2026 filing.
No adviser firm registrations are on Jay Hummel’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 21 December 2017 |
| Series 7 | General Securities Representative Examination | 15 March 2017 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Full name
- Jay William Hummel
- CRD
- 5941647
- Firm
- Uniting Wealth Partners · CRD 332317
- Role
- Managing Partner
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
Where does Jay Hummel work?
Jay Hummel has been Managing Partner of Uniting Wealth Partners LLC since August 2024, and is a control person of the firm.
Does Jay Hummel have a current investment-adviser registration?
Jay Hummel has no current investment-adviser or broker registration.
What exams has Jay Hummel passed?
Jay Hummel has passed 3 licensing exams: the Series 7, Series 24 and Series 99TO. The earliest, the Series 7, was passed in March 2017. FINRA credited Jay Hummel with the SIE, which began in October 2018.
Is Jay Hummel registered with FINRA?
No. Jay Hummel has no current broker registration.
How can I verify Jay Hummel’s record?
Search CRD 5941647 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jay Hummel’s full registration record.
