John Phoenix has been Managing Partner of Uniting Wealth Partners since August 2024, is a control person of the firm and directly owns under 5% of it.
Uniting Wealth Partners LLC is a Denver, CO firm with $935M under management, 854 clients and 11 advisers across 6 offices, as of its August 2026 filing.
John Phoenix’s longest registration was 8 years at Envestnet | PMC (2011–2019).
- Wagn Advisory Services, LLC– · 3 yearsDenver, CO · Adviser representative · Firm CRD 311915
- Envestnet | PMC– · 8 yearsDenver, CO · Adviser representative · Firm CRD 111694
- Metamorphosis Money Management LLC– · 2 yearsDenver, CO · Adviser representative · Firm CRD 142418
- Alexander Capital Management Group, LLC– · 4 yearsDenver, CO · Adviser representative · Firm CRD 125910
- Alexander Capital Management Group, Inc.– · 1 yearDenver, CO · Adviser representative · Firm CRD 108323
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 16 January 2002 |
| Series 7 | General Securities Representative Examination | 25 March 1992 |
| Series 63 | Uniform Securities Agent State Law Examination | 14 November 1991 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 16 October 1991 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- John Graham Phoenix
- CRD
- 2166774
- Firm
- Uniting Wealth Partners · CRD 332317
- Role
- Managing Partner
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
Where does John Phoenix work?
John Phoenix has been Managing Partner of Uniting Wealth Partners LLC since August 2024, and is a control person of the firm.
Does John Phoenix have a current investment-adviser registration?
John Phoenix has no current investment-adviser or broker registration.
What exams has John Phoenix passed?
John Phoenix has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 65. The earliest, the Series 6, was passed in October 1991.
Where was John Phoenix previously registered as an investment adviser?
John Phoenix has past investment-adviser registrations through Wagn Advisory Services, LLC, August 2021 to December 2024; Envestnet | PMC, August 2011 to October 2019; Metamorphosis Money Management LLC, September 2008 to November 2010; Alexander Capital Management Group, LLC, January 2002 to October 2006; Alexander Capital Management Group, Inc., January 2002 to April 2003, across 5 firms.
Is John Phoenix registered with FINRA?
No. John Phoenix has no current broker registration.
How can I verify John Phoenix’s record?
Search CRD 2166774 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes John Phoenix’s full registration record.
