Alecia Fisher Dougherty has been an investment adviser representative at Uniting Wealth Partners since June 2025, and is not listed among the firm’s executive officers or direct owners. Alecia Fisher Dougherty studied BSBA in Finance and Marketing at Xavier University.
Uniting Wealth Partners LLC is a Denver, CO firm with $935M under management, 854 clients and 11 advisers across 6 offices, as of its August 2026 filing.
Alecia Fisher Dougherty is a partner of Uniting Wealth Partners, based in Bella Vista, Arkansas. She has over 15 years of wealth management experience working with families and institutions. She began her career at Fidelity Investments as an account executive before becoming a financial advisor, and was most recently a managing director at Naviter Wealth before joining the firm.
Alecia Fisher Dougherty’s longest registration was 5 years at Strategic Advisers, Inc. (2007–2013). Before joining Uniting Wealth Partners in 2025, Alecia Fisher Dougherty was registered through Naviter Wealth, LLC and Cambridge Investment Research Advisors, Inc.
- Uniting Wealth PartnersCurrent– present · 1 yearRochester, NY · Adviser representative · Firm CRD 332317
- Naviter Wealth, LLC– · 2 yearsRochester, NY · Adviser representative · Firm CRD 311508
- Cambridge Investment Research Advisors, Inc.– · 5 yearsRochester, NY · Adviser representative · Firm CRD 134139
- High Falls Advisors, Inc.– · 4 yearsRochester, NY · Adviser representative · Firm CRD 108678
- Strategic Advisers, Inc.– · 5 yearsRochester, NY · Adviser representative · Firm CRD 104555
Professional designations
Listed by Uniting Wealth Partners
- Certified Financial Planner™ (CFP®)
Investment adviser representative registrations
Alecia Fisher Dougherty is registered as an investment adviser representative in New York, since June 2025.
- New YorkSince 25 June 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 15 January 2013 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 9 July 2012 |
| Series 66 | Uniform Combined State Law Examination | 24 January 2008 |
| Series 63 | Uniform Securities Agent State Law Examination | 1 October 2007 |
| Series 7 | General Securities Representative Examination | 21 September 2007 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Alecia Beth Fisher Dougherty
- CRD
- 5397757
- Firm
- Uniting Wealth Partners · CRD 332317
- Office
- 1441 Monroe Ave, Rochester, NY 14618
- Registration
- Investment adviser registration
- In the industry since
- October 2007
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- unitingwealthpartners.com
Where does Alecia Fisher Dougherty work?
Alecia Fisher Dougherty is an investment adviser representative registered through Uniting Wealth Partners LLC since June 2025, and is not listed among the firm’s executive officers or direct owners.
Is Alecia Fisher Dougherty a financial advisor?
Yes. Alecia Fisher Dougherty has a current investment-adviser registration in New York, through Uniting Wealth Partners since June 2025.
How many years of experience does Alecia Fisher Dougherty have?
Alecia Fisher Dougherty has 18 years in the financial industry, since October 2007, across 5 adviser firms.
What exams has Alecia Fisher Dougherty passed?
Alecia Fisher Dougherty has passed 5 licensing exams: the Series 7, Series 63, Series 66, Series 9 and Series 10. The earliest, the Series 7, was passed in September 2007. FINRA credited Alecia Fisher Dougherty with the SIE, which began in October 2018.
Where did Alecia Fisher Dougherty work before Uniting Wealth Partners?
Before Uniting Wealth Partners, Alecia Fisher Dougherty was registered through Cambridge Investment Research Advisors, Inc., February 2018 to April 2023; High Falls Advisors, Inc., December 2013 to February 2018; Strategic Advisers, Inc., November 2007 to October 2013.
Where is Alecia Fisher Dougherty based?
Alecia Fisher Dougherty’s registered office is in Rochester, NY.
Is Alecia Fisher Dougherty registered with FINRA?
No. Alecia Fisher Dougherty has no current broker registration.
Is Alecia Fisher Dougherty a CFP?
Uniting Wealth Partners lists Alecia Fisher Dougherty with the CFP credential (“Certified Financial Planner™ (CFP®)”) on its website. CFP Board confirms certification status.
Source: Alecia Fisher Dougherty biography, unitingwealthpartners.com
How can I verify Alecia Fisher Dougherty’s record?
Search CRD 5397757 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Alecia Fisher Dougherty’s full registration record.
