Kristy Harrell has been an investment adviser representative at Uniting Wealth Partners since January 2025, and is not listed among the firm’s executive officers or direct owners.
Uniting Wealth Partners LLC is a Denver, CO firm with $935M under management, 854 clients and 11 advisers across 6 offices, as of its August 2026 filing.
Kristy Harrell’s longest registration was 13 years at Raymond James & Associates, Inc. (2006–2019). Before joining Uniting Wealth Partners in 2025, Kristy Harrell was registered through Raymond James Financial Services Advisors, Inc and Raymond James & Associates, Inc.
- Uniting Wealth PartnersCurrent– present · 1 yearRogers, AR · Adviser representative · Firm CRD 332317
- Raymond James Financial Services Advisors, Inc– · 5 yearsRogers, AR · Adviser representative · Firm CRD 149018
- Raymond James & Associates, Inc.– · 13 yearsRogers, AR · Adviser representative · Firm CRD 705
- Morgan Stanley– · 2 yearsRogers, AR · Adviser representative · Firm CRD 7556
Investment adviser representative registrations
Kristy Harrell is registered as an investment adviser representative in Arkansas, since January 2025.
- ArkansasSince 6 January 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 20 May 2010 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 15 February 2010 |
| Series 66 | Uniform Combined State Law Examination | 19 May 2003 |
| Series 63 | Uniform Securities Agent State Law Examination | 24 May 1994 |
| Series 7 | General Securities Representative Examination | 15 March 1994 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Kristy Sue Harrell
- CRD
- 2463967
- Firm
- Uniting Wealth Partners · CRD 332317
- Office
- 3300 S Market St., Ste 404, Rogers, AR 72758
- Registration
- Investment adviser registration
- In the industry since
- August 1995
- Disciplinary history
- Not yet shown here · SEC record
Where does Kristy Harrell work?
Kristy Harrell is an investment adviser representative registered through Uniting Wealth Partners LLC since January 2025, and is not listed among the firm’s executive officers or direct owners.
Is Kristy Harrell a financial advisor?
Yes. Kristy Harrell has a current investment-adviser registration in Arkansas, through Uniting Wealth Partners since January 2025.
How many years of experience does Kristy Harrell have?
Kristy Harrell has 31 years in the financial industry, since August 1995, across 4 adviser firms.
What exams has Kristy Harrell passed?
Kristy Harrell has passed 5 licensing exams: the Series 7, Series 63, Series 66, Series 10 and Series 9. The earliest, the Series 7, was passed in March 1994. FINRA credited Kristy Harrell with the SIE, which began in October 2018.
Where did Kristy Harrell work before Uniting Wealth Partners?
Before Uniting Wealth Partners, Kristy Harrell was registered through Raymond James Financial Services Advisors, Inc, March 2019 to October 2024; Raymond James & Associates, Inc., January 2006 to March 2019; Morgan Stanley, May 2003 to December 2005.
Where is Kristy Harrell based?
Kristy Harrell’s registered office is in Rogers, AR.
Is Kristy Harrell registered with FINRA?
No. Kristy Harrell has no current broker registration.
How can I verify Kristy Harrell’s record?
Search CRD 2463967 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kristy Harrell’s full registration record.
