Randall Roebuck has been an investment adviser representative at Uniting Wealth Partners since October 2024, and is not listed among the firm’s executive officers or direct owners.
Uniting Wealth Partners LLC is a Denver, CO firm with $935M under management, 854 clients and 11 advisers across 6 offices, as of its August 2026 filing.
Randall Roebuck’s longest registration was 15 years at Raymond James Financial Services Advisors, Inc (2009–2024). Before joining Uniting Wealth Partners in 2024, Randall Roebuck was registered through Raymond James Financial Services Advisors, Inc and Raymond James Financial Services.
- Uniting Wealth PartnersCurrent– present · 1 yearBella Vista, AR · Adviser representative · Firm CRD 332317
- Raymond James Financial Services Advisors, Inc– · 15 yearsBella Vista, AR · Adviser representative · Firm CRD 149018
- Raymond James Financial Services– · 5 yearsBella Vista, AR · Adviser representative · Firm CRD 6694
Investment adviser representative registrations
Randall Roebuck is registered as an investment adviser representative in Arkansas, since October 2024.
- ArkansasSince 28 October 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 26 September 2007 |
| Series 31 | Futures Managed Funds Examination | 20 October 2006 |
| Series 65 | Uniform Investment Adviser Law Examination | 18 July 2003 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 16 May 2003 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 2 May 2003 |
| Series 3 | National Commodity Futures Examination | 5 August 1988 |
| Series 7 | General Securities Representative Examination | 21 May 1988 |
| Series 63 | Uniform Securities Agent State Law Examination | 24 March 1986 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 20 March 1986 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- National Commodity Futures Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Randall Wayne Roebuck
- CRD
- 1477786
- Firm
- Uniting Wealth Partners · CRD 332317
- Office
- 633 W LANCASHIRE BLVD, Bella Vista, AR 72715
- Registration
- Investment adviser registration
- In the industry since
- April 1988
- Disciplinary history
- Not yet shown here · SEC record
Where does Randall Roebuck work?
Randall Roebuck is an investment adviser representative registered through Uniting Wealth Partners LLC since October 2024, and is not listed among the firm’s executive officers or direct owners.
Is Randall Roebuck a financial advisor?
Yes. Randall Roebuck has a current investment-adviser registration in Arkansas, through Uniting Wealth Partners since October 2024.
How many years of experience does Randall Roebuck have?
Randall Roebuck has 38 years in the financial industry, since April 1988, across 3 adviser firms.
What exams has Randall Roebuck passed?
Randall Roebuck has passed 9 licensing exams: the Series 6, Series 63, Series 7, Series 3, Series 9, Series 10, Series 65, Series 31 and Series 24. The earliest, the Series 6, was passed in March 1986. FINRA credited Randall Roebuck with the SIE, which began in October 2018.
Where did Randall Roebuck work before Uniting Wealth Partners?
Before Uniting Wealth Partners, Randall Roebuck was registered through Raymond James Financial Services Advisors, Inc, January 2009 to October 2024; Raymond James Financial Services, July 2003 to January 2009.
Where is Randall Roebuck based?
Randall Roebuck’s registered office is in Bella Vista, AR.
Is Randall Roebuck registered with FINRA?
No. Randall Roebuck has no current broker registration.
How can I verify Randall Roebuck’s record?
Search CRD 1477786 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Randall Roebuck’s full registration record.
