Firms by custodian
Registered investment advisers that custody at Capital Client Group
Search the full directory by firm name, city, state, CRD number or custodian.
34 firms listed
| Firm | Headquarters | Regulatory AUM |
|---|---|---|
| St. Germain Investment Management | Springfield, MA | $3.79B |
| J.derek Lewis & Associates | Newport Beach, CA | $2.28B |
| BPS Wealth Advisors | Canfield, OH | $1.08B |
| Crane Advisory | Fullerton, CA | $935M |
| J.P. King Advisors | Walnut Creek, CA | $890M |
| Weinand Financial | Lacey, WA | $610M |
| Master'S Wealth Management | Leola, PA | $590M |
| Alexander Investment Services | Louisville, KY | $577M |
| O'Boyle Wealth Management | Beverly Hills, CA | $444M |
| Core Wealth Partners | Santa Rosa, CA | $393M |
| Clearwave Capital | Upland, CA | $359M |
| Magnate Advisory Services | Louisville, KY | $314M |
| RPC Private Wealth | Hinsdale, IL | $286M |
| Elite Financial | Lewiston, ID | $274M |
| Alliance Wealth Management Partners | Knoxville, TN | $272M |
| Kristen E. Coombs | State College, PA | $268M |
| Stark Wealth Management | Bethlehem, PA | $262M |
| SkyOak Capital | Las Vegas, NV | $219M |
| New Horizon Financial Strategies | Ithaca, NY | $217M |
| Sackett Wealth Advisors | Brea, CA | $212M |
- Headquarters
- Springfield, MA
- Regulatory AUM
- $3.79B
- Headquarters
- Newport Beach, CA
- Regulatory AUM
- $2.28B
- Headquarters
- Canfield, OH
- Regulatory AUM
- $1.08B
- Headquarters
- Fullerton, CA
- Regulatory AUM
- $935M
- Headquarters
- Walnut Creek, CA
- Regulatory AUM
- $890M
- Headquarters
- Lacey, WA
- Regulatory AUM
- $610M
- Headquarters
- Leola, PA
- Regulatory AUM
- $590M
- Headquarters
- Louisville, KY
- Regulatory AUM
- $577M
- Headquarters
- Beverly Hills, CA
- Regulatory AUM
- $444M
- Headquarters
- Santa Rosa, CA
- Regulatory AUM
- $393M
- Headquarters
- Upland, CA
- Regulatory AUM
- $359M
- Headquarters
- Louisville, KY
- Regulatory AUM
- $314M
- Headquarters
- Hinsdale, IL
- Regulatory AUM
- $286M
- Headquarters
- Lewiston, ID
- Regulatory AUM
- $274M
- Headquarters
- Knoxville, TN
- Regulatory AUM
- $272M
- Headquarters
- State College, PA
- Regulatory AUM
- $268M
- Headquarters
- Bethlehem, PA
- Regulatory AUM
- $262M
- Headquarters
- Las Vegas, NV
- Regulatory AUM
- $219M
- Headquarters
- Ithaca, NY
- Regulatory AUM
- $217M
- Headquarters
- Brea, CA
- Regulatory AUM
- $212M
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming Capital Client Group here says only what the filing says, and implies nothing about either firm's service.