Firms by custodian
Registered investment advisers that custody at Capital Client Group
Search the full directory by firm name, city, state, CRD number or custodian.
34 firms listed
| Firm | Headquarters | Regulatory AUM |
|---|---|---|
| Reservoir Retirement Management | Lima, OH | $209M |
| L & W Financial | College Station, TX | $207M |
| Barron Financial Group | Torrington, CT | $199M |
| Preston Advisory Services | Kingman, AZ | $198M |
| Ark Advisors | Bloomington, IL | $196M |
| Stewardship Concepts Financial Services | Spokane, WA | $175M |
| JMS Capital Group Wealth Services | Sewickley, PA | $174M |
| Wellspring Advisors | Hillsboro, OR | $152M |
| WealthGen Advisors | Sarasota, FL | $147M |
| FMB Retirement Services | Westlake Village, CA | $146M |
| TKC Wealth Management | Dallas, TX | $139M |
| Global Portfolio Solutions | Scottsdale, AZ | $128M |
| Encore Wealth Advisors | Morris, MN | $122M |
| CW Securities | Knoxville, TN | $113M |
- Headquarters
- Lima, OH
- Regulatory AUM
- $209M
- Headquarters
- College Station, TX
- Regulatory AUM
- $207M
- Headquarters
- Torrington, CT
- Regulatory AUM
- $199M
- Headquarters
- Kingman, AZ
- Regulatory AUM
- $198M
- Headquarters
- Bloomington, IL
- Regulatory AUM
- $196M
- Headquarters
- Spokane, WA
- Regulatory AUM
- $175M
- Headquarters
- Sewickley, PA
- Regulatory AUM
- $174M
- Headquarters
- Hillsboro, OR
- Regulatory AUM
- $152M
- Headquarters
- Sarasota, FL
- Regulatory AUM
- $147M
- Headquarters
- Westlake Village, CA
- Regulatory AUM
- $146M
- Headquarters
- Dallas, TX
- Regulatory AUM
- $139M
- Headquarters
- Scottsdale, AZ
- Regulatory AUM
- $128M
- Headquarters
- Morris, MN
- Regulatory AUM
- $122M
- Headquarters
- Knoxville, TN
- Regulatory AUM
- $113M
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming Capital Client Group here says only what the filing says, and implies nothing about either firm's service.