TKC Wealth Management provides portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, and educational seminars.
TKC Wealth Management reports 284 clients. They include 193 high-net-worth individuals, 66 individual clients, and 23 corporations and other businesses. Of its assets, 91.7% ($127M across 283 accounts) are managed with discretion; $11.5M across 1 account is not. Of its clients, 11% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 23% | 6% |
| High-net-worth individuals | 68% | 51% |
| Pension and profit-sharing plans | <1% | 10% |
| Corporations and other businesses | 8% | 33% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 66 | $7.88M | 5.7% | $119K |
| High-net-worth individuals | 193 | $71.3M | 51.4% | $369K |
| Pension and profit-sharing plans | Fewer than 5 | $14.2M | 10.2% | $7.09M |
| Corporations and other businesses | 23 | $45.2M | 32.6% | $1.97M |
| Total | 284 | $139M | 100% | — |
- Clients
- 66
- Regulatory AUM
- $7.88M
- AUM share
- 5.7%
- Avg. per client
- $119K
- Clients
- 193
- Regulatory AUM
- $71.3M
- AUM share
- 51.4%
- Avg. per client
- $369K
- Clients
- Fewer than 5
- Regulatory AUM
- $14.2M
- AUM share
- 10.2%
- Avg. per client
- $7.09M
- Clients
- 23
- Regulatory AUM
- $45.2M
- AUM share
- 32.6%
- Avg. per client
- $1.97M
Total
- Clients
- 284
- Regulatory AUM
- $139M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 11%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
TKC Wealth Management is paid through a percentage of assets under management. The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure.
TK Chen Internatonal Advisors LTD owns 75% or more of TKC Wealth Management. The leadership team of TKC Wealth Management includes President Ting Chen and Chief Compliance Officer Tyler John Reinhard. It has 6 employees.
Staff
- 6 employees
- 6 in advisory functions
- 6 state-registered reps
- 6 broker-dealer reps
- 4 insurance agents
- Owns 75% or more of TKC Wealth Management LLC
TK Chen Internatonal Advisors LTD
Control person · since March 2015
- Owns 25% to 50% of TKC Wealth Management LLC
Ting Kuo Chen Children'S Dynasty Trust
since February 2015
Ting Chen
Member, shareholder, trustee · Control person · since February 2015
Tina Hou
Trustee · Control person · since February 2015
TK Chen Management LLC
General partner of TK Chen International Advisors LTD. · Control person · since March 2015
TKC Wealth Management’s regulatory assets grew from $122M (July 2025) to $139M (March 2026); clients rose from 147 to 284 and employees were 6 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $139M | 284 | 6 | 1 |
| Jul 2025July 2025 | $122M | 147 | 6 | 1 |
Besides its headquarters, TKC Wealth Management has 0 offices, with 1 listed address in 1 state.
Texas · 1 listed address
- 12900 Preston Road, Suite 700, DallasHQ
Contact and registration details
- Legal name
- TKC Wealth Management LLC
- Headquarters
- 12900 Preston Road, Suite 700, Dallas, TX 75230
- Website
- Not reported
- Phone
- 214-389-2000
- SEC file
- 801-133951
- Structure
- Texas LLC
- Fiscal year end
- December
TKC Wealth Management’s named custodians for separately managed accounts are Charles Schwab ($99.6M, 72%), Interactive Brokers ($21.1M, 15%) and Capital Client Group ($17.5M, 13%). TKC Wealth Management does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $99.6M72%
- Interactive BrokersInteractive Brokers LLC · Greenwich, CT · $21.1M15%
- Capital Client GroupCapital Client Group, Inc. · Los Angeles, CA · $17.5M13%
At year end, TKC Wealth Management’s separately managed accounts were mostly in stocks (69%) and funds (26%).
What the accounts hold
- Stocks69%
- Funds26%
- Cash5%
How many clients does TKC Wealth Management have?
TKC Wealth Management has 284 clients and manages $139 million for them, as of March 2026. They include 193 high-net-worth individuals, 66 individual clients, and 23 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 23 March 2026
What services does TKC Wealth Management offer?
TKC Wealth Management provides portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does TKC Wealth Management use?
TKC Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $99.6M, Interactive Brokers LLC (Greenwich, CT), with $21.1M and Capital Client Group, Inc. (Los Angeles, CA), with $17.5M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 23 March 2026
How many financial advisors does TKC Wealth Management have?
TKC Wealth Management has 6 investment adviser representatives registered with state securities authorities, out of 6 employees, and 6 perform investment advisory functions. 6 employees are registered representatives of a broker-dealer and 4 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does TKC Wealth Management invest in?
At the end of its last fiscal year, TKC Wealth Management’s separately managed accounts held 69% exchange-traded equities, 26% registered funds (mutual funds, ETFs, BDCs) and 5% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns TKC Wealth Management?
TKC Wealth Management’s direct owners are TK Chen Internatonal Advisors LTD (75% or more) and Ting Kuo Chen Children'S Dynasty Trust (25% to 50%).
Source: Form ADV Part 1A, Schedules A and B, filed 23 March 2026
How does TKC Wealth Management get paid?
TKC Wealth Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact TKC Wealth Management?
TKC Wealth Management’s main office is at 12900 Preston Road, Suite 700, Dallas, TX 75230. Its phone number is 214-389-2000.
