Yen-Chun Chen (Michael) has been an investment adviser representative at TKC Wealth Management since September 2025, and is not listed among the firm’s executive officers or direct owners.
TKC Wealth Management LLC is a Dallas, TX firm with $139M under management, 284 clients and 6 advisers in one office, as of its March 2026 filing.
- TKC Wealth Management LLCCurrent– present · 1 yearDallas, TX · Adviser representative · Firm CRD 158498
Investment adviser representative registrations
Yen-Chun Chen (Michael) is registered as an investment adviser representative in 2 states. Each was approved in September 2025.
- New YorkSince 25 September 2025
- TexasSince 10 September 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 3 July 2025 |
| Series 63 | Uniform Securities Agent State Law Examination | 20 May 2025 |
| Series 7TO | General Securities Representative Examination | 25 October 2024 |
| SIE | Securities Industry Essentials Examination | 28 June 2024 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- CRD
- 7903965
- Firm
- TKC Wealth Management · CRD 158498
- Office
- 12900 PRESTON ROAD, SUITE 700, Dallas, TX 75230
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 2024
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Yen-Chun Chen (Michael) work?
Yen-Chun Chen (Michael) is an investment adviser representative registered through TKC Wealth Management LLC since September 2025, and is not listed among the firm’s executive officers or direct owners.
Is Yen-Chun Chen (Michael) a financial advisor?
Yes. Yen-Chun Chen (Michael) has a current investment-adviser registration in New York and Texas, through TKC Wealth Management since September 2025.
How many years of experience does Yen-Chun Chen (Michael) have?
Yen-Chun Chen (Michael) has 1 year in the financial industry, since October 2024, across 1 adviser firm.
What exams has Yen-Chun Chen (Michael) passed?
Yen-Chun Chen (Michael) has passed 4 licensing exams: the SIE, Series 7TO, Series 63 and Series 65. The earliest, the SIE, was passed in June 2024.
Where is Yen-Chun Chen (Michael) based?
Yen-Chun Chen (Michael)’s registered office is in Dallas, TX.
Is Yen-Chun Chen (Michael) registered with FINRA?
Yes. Yen-Chun Chen (Michael) has a current broker registration, under CRD 7903965.
Source: FINRA BrokerCheck
How can I verify Yen-Chun Chen (Michael)’s record?
Search CRD 7903965 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Yen-Chun Chen (Michael)’s full registration record.
