Wang Chang Tsai has been an investment adviser representative at TKC Wealth Management since September 2017, and is not listed among the firm’s executive officers or direct owners.
TKC Wealth Management LLC is a Dallas, TX firm with $139M under management, 284 clients and 6 advisers in one office, as of its March 2026 filing.
- TKC Wealth Management LLCCurrent– present · 9 yearsDallas, TX · Adviser representative · Firm CRD 158498
Investment adviser representative registrations
Wang Chang Tsai is registered as an investment adviser representative in 3 states. The first approvals date from September 2017; the most recent is California, in May 2026.
- CaliforniaSince 14 May 2026
- New YorkSince 29 March 2021
- TexasSince 7 September 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 30 August 2017 |
| Series 7 | General Securities Representative Examination | 5 June 2017 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 6687951
- Firm
- TKC Wealth Management · CRD 158498
- Office
- 12900 Preston Road, Suite 700, Dallas, TX 75230
- Registration
- Investment adviser and broker registrations
- In the industry since
- June 2017
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Wang Chang Tsai work?
Wang Chang Tsai is an investment adviser representative registered through TKC Wealth Management LLC since September 2017, and is not listed among the firm’s executive officers or direct owners.
Is Wang Chang Tsai a financial advisor?
Yes. Wang Chang Tsai has a current investment-adviser registration in California, New York and Texas, through TKC Wealth Management since September 2017.
How many years of experience does Wang Chang Tsai have?
Wang Chang Tsai has 9 years in the financial industry, since June 2017, across 1 adviser firm.
What exams has Wang Chang Tsai passed?
Wang Chang Tsai has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in June 2017. FINRA credited Wang Chang Tsai with the SIE, which began in October 2018.
Where is Wang Chang Tsai based?
Wang Chang Tsai’s registered office is in Dallas, TX.
Is Wang Chang Tsai registered with FINRA?
Yes. Wang Chang Tsai has a current broker registration, under CRD 6687951.
Source: FINRA BrokerCheck
How can I verify Wang Chang Tsai’s record?
Search CRD 6687951 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Wang Chang Tsai’s full registration record.
