Barron Financial Group provides financial planning, portfolio management for individuals and small businesses, publishing newsletters, and educational seminars. Financial planning was provided to 26–50 clients last fiscal year.
Barron Financial Group reports 193 clients. They include 127 individual clients, 65 high-net-worth individuals and 1 corporate or other business client. Of its assets, 97.9% ($195M across 437 accounts) are managed with discretion; $4.18M across 62 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 66% | 25% |
| High-net-worth individuals | 34% | 75% |
| Corporations and other businesses | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 127 | $49.2M | 24.7% | $388K |
| High-net-worth individuals | 65 | $150M | 75.2% | $2.31M |
| Corporations and other businesses | 1 | $69.8K | 0.0% | $69.8K |
| Total | 193 | $199M | 100% | $1.03M |
- Clients
- 127
- Regulatory AUM
- $49.2M
- AUM share
- 24.7%
- Avg. per client
- $388K
- Clients
- 65
- Regulatory AUM
- $150M
- AUM share
- 75.2%
- Avg. per client
- $2.31M
- Clients
- 1
- Regulatory AUM
- $69.8K
- AUM share
- 0.0%
- Avg. per client
- $69.8K
Total
- Clients
- 193
- Regulatory AUM
- $199M
- AUM share
- 100%
- Avg. per client
- $1.03M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 26–50
Barron Financial Group is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning and Consulting
- Billed hourly at $200 an hour, or as a fixed fee from $400 to $3,200 depending on the complexity of the engagement.
James Thibault owns 50% to 75% of Barron Financial Group. The leadership team of Barron Financial Group includes Chief Compliance Officer Sandra Thibault. It has 3 employees, 2 of them in advisory roles.
Staff
- 3 employees
- 2 in advisory functions
- 2 state-registered reps
- Owns 50% to 75% of Barron Financial Group, LLP
James Thibault
Control person · since March 2006
- Owns 25% to 50% of Barron Financial Group, LLP
John Seagrave
since November 2022
- Owns 5% to 10% of Barron Financial Group, LLP
Sandra Thibault
Control person · since March 2011
Barron Financial Group’s regulatory assets grew 1.7× from $115M (June 2022) to $199M (June 2026); clients rose from 161 to 193 and employees fell from 4 to 3.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Jun 2026June 2026 | $199M | 193 | 3 | 2 |
| Mar 2025March 2025 | $169M | 188 | 3 | 2 |
| Mar 2024March 2024 | $132M | 178 | 4 | 2 |
| Jun 2023June 2023 | $103M | 167 | 4 | 1 |
| Jun 2022June 2022 | $115M | 161 | 4 | 1 |
Besides its headquarters, Barron Financial Group has 1 office, with 2 listed addresses in 1 state.
Connecticut · 2 listed addresses
- 103 Albert Street, TorringtonHQ
- 280 Spielman Highway, Burlington
Contact and registration details
- Legal name
- Barron Financial Group, LLP
- Headquarters
- 103 Albert Street, Torrington, CT 06790
- Website
- barronfinancialgroup.com
- Phone
- 860-489-0432
- @85889309
- SEC file
- 801-123451
- Structure
- Connecticut limited liability partnership
- Fiscal year end
- December
Barron Financial Group’s named custodians for separately managed accounts are Fidelity ($195M, 98%) and Capital Client Group ($4.18M, 2%). Barron Financial Group does not have custody of client assets.
- FidelityNational Financial Services LLC · Boston, MA · $195M98%
- Capital Client GroupCapital Client Group, Inc. · Los Angeles, CA · $4.18M2%
At year end, Barron Financial Group’s separately managed accounts were mostly in funds (98%).
What the accounts hold
- Funds98%
- Cash2%
How many clients does Barron Financial Group have?
Barron Financial Group has 193 clients and manages $199 million for them, as of June 2026. They include 127 individual clients, 65 high-net-worth individuals and 1 corporate or other business client.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 22 June 2026
What services does Barron Financial Group offer?
Barron Financial Group provides financial planning, portfolio management for individuals and small businesses, publishing newsletters, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Barron Financial Group use?
Barron Financial Group’s separately managed account assets are held at National Financial Services LLC (Boston, MA), with $195M and Capital Client Group, Inc. (Los Angeles, CA), with $4.18M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 22 June 2026
How many financial advisors does Barron Financial Group have?
Barron Financial Group has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Barron Financial Group invest in?
At the end of its last fiscal year, Barron Financial Group’s separately managed accounts held 98% registered funds (mutual funds, ETFs, BDCs) and 2% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Barron Financial Group?
Barron Financial Group’s direct owners are James Thibault (50% to 75%), Sandra Thibault (5% to 10%) and John Seagrave (25% to 50%).
Source: Form ADV Part 1A, Schedules A and B, filed 22 June 2026
How does Barron Financial Group get paid?
Barron Financial Group is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Barron Financial Group?
Barron Financial Group’s main office is at 103 Albert Street, Torrington, CT 06790. Its phone number is 860-489-0432. Its website is barronfinancialgroup.com.
