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James Thibault, portrait

James Thibault

Managing Partner at Barron Financial Group in Torrington, CT

Investment adviser registrationUpdated

James Thibault is Managing Partner of Barron Financial Group, LLP, an investment adviser managing $199M, and works from its Torrington, CT office. James Thibault has been registered as an investment adviser representative through Barron Financial Group since 22 June 2006, has 22 years in the industry across 2 firms and has passed the Series 7, Series 63, Series 65 and Series 31.

22
Years in industry
20
Years at firm
2
Adviser firms
1
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

James Thibault has been Managing Partner of Barron Financial Group since March 2006, is a control person of the firm and directly owns between 50% and 75% of it. James Thibault holds a Bachelor of Science in Mechanical Engineering from the University of Hartford and an MBA with a Finance concentration from Rensselaer Polytechnic Institute.

Barron Financial Group, LLP is a Torrington, CT firm with $199M under management, 193 clients and 2 advisers across 2 offices, as of its June 2026 filing.

Jim Thibault is Managing Partner of Barron Financial Group. He is a member of the Financial Planning Association.

James Thibault’s longest registration is the current one, 20 years at Barron Financial Group since 2006. Before joining Barron Financial Group in 2006, James Thibault was registered through Citigroup Global Markets Inc.

  1. – present · 20 years
    Torrington, CT · Adviser representative · Firm CRD 140504
  2. Citigroup Global Markets Inc.
    – · 1 year
    Hartford, CT · Adviser representative · Firm CRD 7059

Credentials and registrations

Professional designations

Listed by Barron Financial Group

  • AWMA®
  • CFP®

Investment adviser representative registrations

James Thibault is registered as an investment adviser representative in Connecticut, since June 2006.

  • ConnecticutSince 22 June 2006

Examinations

SIECredited
Name
Securities Industry Essentials Examination
Series 317 November 2005
Name
Futures Managed Funds Examination
Series 657 October 2004
Name
Uniform Investment Adviser Law Examination
Series 6321 September 2004
Name
Uniform Securities Agent State Law Examination
Series 715 September 2004
Name
General Securities Representative Examination

Key facts

Full name
James Alfred Thibault
CRD
4837211
Firm
Barron Financial Group · CRD 140504
Role
Managing Partner
Office
103 ALBERT STREET, Torrington, CT 06790
Registration
Investment adviser registration
In the industry since
October 2004
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does James Thibault work?

James Thibault has been Managing Partner of Barron Financial Group, LLP since March 2006, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 22 June 2026

Is James Thibault a financial advisor?

Yes. James Thibault has a current investment-adviser registration in Connecticut, through Barron Financial Group since June 2006.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does James Thibault have?

James Thibault has 22 years in the financial industry, since October 2004, across 2 adviser firms.

Source: IAPD individual record, checked 22 October 2026

What exams has James Thibault passed?

James Thibault has passed 4 licensing exams: the Series 7, Series 63, Series 65 and Series 31. The earliest, the Series 7, was passed in September 2004. FINRA credited James Thibault with the SIE, which began in October 2018.

Source: IAPD individual record, checked 22 October 2026

Where did James Thibault work before Barron Financial Group?

Before Barron Financial Group, James Thibault was registered through Citigroup Global Markets Inc., October 2004 to February 2006.

Source: IAPD individual record, checked 22 October 2026

Where is James Thibault based?

James Thibault’s registered office is in Torrington, CT.

Source: IAPD individual record, checked 22 October 2026

Is James Thibault registered with FINRA?

No. James Thibault has no current broker registration.

Source: IAPD individual record, checked 22 October 2026

Is James Thibault a CFP?

Barron Financial Group lists James Thibault with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.

Source: Jim Thibault biography, barronfinancialgroup.com

How can I verify James Thibault’s record?

Search CRD 4837211 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Thibault’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Leadership at Barron Financial Group

Sources

  1. IAPD individual record, CRD 4837211, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Barron Financial Group, LLP, filed 22 June 2026. Title, control and ownership bands.
  3. Barron Financial Group team page. Biography, education, credentials, awards and the portrait, reproduced for identification.