Sandra Thibault has been Partner & Chief Compliance Officer of Barron Financial Group since March 2011, is a control person of the firm and directly owns between 5% and 10% of it. Sandra Thibault holds a Bachelor of Science in Marketing from Teikyo Post University.
Barron Financial Group, LLP is a Torrington, CT firm with $199M under management, 193 clients and 2 advisers across 2 offices, as of its June 2026 filing.
Sandra Thibault is Operations Coordinator and Partner of Barron Financial Group. She oversees the non-advisory aspects of the business and makes sure the firm is maintaining proper records and procedures. She previously had a career in pharmaceutical sales.
- Barron Financial Group, LLPCurrent– present · 15 yearsTorrington, CT · Adviser representative · Firm CRD 140504
Investment adviser representative registrations
Sandra Thibault is registered as an investment adviser representative in Connecticut, since January 2011.
- ConnecticutSince 24 January 2011
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 99 | Operations Professional Examination | 16 August 2012 |
| Series 65 | Uniform Investment Adviser Law Examination | 4 January 2011 |
- Name
- Securities Industry Essentials Examination
- Name
- Operations Professional Examination
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Sandra Lynn Thibault
- CRD
- 5884373
- Firm
- Barron Financial Group · CRD 140504
- Role
- Partner & Chief Compliance Officer
- Office
- 103 ALBERT STREET, Torrington, CT 06790
- Registration
- Investment adviser registration
- In the industry since
- January 2011
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- barronfinancialgroup.com
Where does Sandra Thibault work?
Sandra Thibault has been Partner & Chief Compliance Officer of Barron Financial Group, LLP since March 2011, and is a control person of the firm.
Is Sandra Thibault a financial advisor?
Yes. Sandra Thibault has a current investment-adviser registration in Connecticut, through Barron Financial Group since January 2011.
How many years of experience does Sandra Thibault have?
Sandra Thibault has 15 years in the financial industry, since January 2011, across 1 adviser firm.
What exams has Sandra Thibault passed?
Sandra Thibault has passed 2 licensing exams: the Series 65 and Series 99. The earliest, the Series 65, was passed in January 2011. FINRA credited Sandra Thibault with the SIE, which began in October 2018.
Where is Sandra Thibault based?
Sandra Thibault’s registered office is in Torrington, CT.
Is Sandra Thibault registered with FINRA?
No. Sandra Thibault has no current broker registration.
How can I verify Sandra Thibault’s record?
Search CRD 5884373 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Sandra Thibault’s full registration record.
