FMB Retirement Services provides portfolio management for institutions and pension consulting.
FMB Retirement Services reports 45 pension and profit-sharing plans. Of its assets, 100.0% ($146M across 85 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Pension and profit-sharing plans | 100% | 100% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Pension and profit-sharing plans | 45 | $146M | 100.0% | $3.25M |
| Total | 45 | $146M | 100% | $3.25M |
- Clients
- 45
- Regulatory AUM
- $146M
- AUM share
- 100.0%
- Avg. per client
- $3.25M
Total
- Clients
- 45
- Regulatory AUM
- $146M
- AUM share
- 100%
- Avg. per client
- $3.25M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
FMB Retirement Services is paid through a percentage of assets under management; its fees and minimums are set out in its brochures on the SEC website.
Debra Fields owns 50% to 75% of FMB Retirement Services. The leadership team of FMB Retirement Services includes President Debra Fields and Chief Compliance Officer David Howerton. It has 12 employees, 4 of them in advisory roles.
Staff
- 12 employees
- 4 in advisory functions
- 4 state-registered reps
- 4 insurance agents
- Owns 50% to 75% of FMB Retirement Services
Debra Fields
Control person · since May 2012
- Owns 10% to 25% of FMB Retirement Services
Grant Blindbury
since December 2013
FMB Retirement Services’ regulatory assets grew from $131M (April 2021) to $146M (March 2026); clients fell from 62 to 45 and employees rose from 7 to 12.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $146M | 45 | 12 | 1 |
| Mar 2025March 2025 | $135M | 52 | 11 | 1 |
| Mar 2024March 2024 | $121M | 51 | 8 | 1 |
| Mar 2023March 2023 | $113M | 55 | 8 | 2 |
| Mar 2022March 2022 | $122M | 94 | 6 | 3 |
| Apr 2021April 2021 | $131M | 62 | 7 | 3 |
Besides its headquarters, FMB Retirement Services has 0 offices, with 1 listed address in 1 state.
California · 1 listed address
- 100 N. Westlake BLVD. #201, Westlake VillageHQ
Contact and registration details
- Legal name
- FMB Retirement Services
- Headquarters
- 100 N. Westlake BLVD. #201, Westlake Village, CA 91362
- Website
- Not reported
- Phone
- 805-446-4494
- SEC file
- 801-76839
- Structure
- California corporation
- Fiscal year end
- December
FMB Retirement Services’ named custodians for separately managed accounts include Fidelity ($50.4M, 45%), Ascensus Broker Dealer Services ($23.7M, 21%) and Capital Client Group ($22.7M, 20%). FMB Retirement Services does not have custody of client assets.
- Ascensus Broker Dealer ServicesAscensus Broker Dealer Services, LLC · Dresher, PA · $23.7M21%
- Capital Client GroupCapital Client Group, Inc. · Los Angeles, CA · $22.7M20%
- FidelityFidelity Brokerage Services LLC · Boston, MA · $50.4M45%
- Charles SchwabCharles Schwab & Co., Inc. · Newport Beach, CA · $15.8M14%
At year end, FMB Retirement Services’ separately managed accounts were mostly in funds (86%).
What the accounts hold
- Stocks3%
- Funds86%
- Registered funds82%
- Pooled vehicles4%
- Cash6%
- Other5%
- Mortgages (private credit)5%
How many clients does FMB Retirement Services have?
FMB Retirement Services has 45 clients and manages $146 million for them, as of March 2026. They include 45 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 5 March 2026
What services does FMB Retirement Services offer?
FMB Retirement Services provides portfolio management for institutions and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does FMB Retirement Services use?
FMB Retirement Services’ separately managed account assets are held at Fidelity Brokerage Services LLC (Boston, MA), with $50.4M, Ascensus Broker Dealer Services, LLC (Dresher, PA), with $23.7M, Capital Client Group, Inc. (Los Angeles, CA), with $22.7M and Charles Schwab & Co., Inc. (Newport Beach, CA), with $15.8M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 5 March 2026
How many financial advisors does FMB Retirement Services have?
FMB Retirement Services has 4 investment adviser representatives registered with state securities authorities, out of 12 employees, and 4 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 4 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does FMB Retirement Services invest in?
At the end of its last fiscal year, FMB Retirement Services’ separately managed accounts held 82% registered funds (mutual funds, ETFs, BDCs), 6% cash and equivalents, 5% other, 4% pooled vehicles (private funds and similar) and 3% exchange-traded equities. The 5% other category is described as: Mortgages (Private Credit).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns FMB Retirement Services?
FMB Retirement Services’ direct owners are Debra Fields (50% to 75%) and Grant Blindbury (10% to 25%).
Source: Form ADV Part 1A, Schedules A and B, filed 5 March 2026
How does FMB Retirement Services get paid?
FMB Retirement Services is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact FMB Retirement Services?
FMB Retirement Services’ main office is at 100 N. Westlake BLVD. #201, Westlake Village, CA 91362. Its phone number is 805-446-4494.