Skip to content

Ast Investment Services

SEC-registered adviser since 1992Shelton, CTCRD 108897

1
Clients
9
Advisory staff

From Form ADV filed 25 September 2026 · data retrieved 15 October 2026SEC record

Ast Investment Services is an investment adviser headquartered in Shelton, Connecticut, and registered with the SEC since 1992. Its clients include investment companies.

Its services include portfolio management for investment companies and selecting other managers. Fee arrangements include a percentage of assets under management. The Prudential Insurance Company of America owns 75% or more of Ast Investment Services, and Benjamin Jessen is its CEO.

Clients

Ast Investment Services serves 1 clients. The average client has about $91.5 billion with the firm.

Regulatory assets by client type
  • Investment companies1 clients100%
Show client breakdown
Investment companies
Clients
1
Regulatory AUM
$91,470,712,627
Share
100.0%
Avg. per client
$91.47B

Total

Clients
1
Regulatory AUM
$91,470,712,627
Share
100%
Avg. per client
$91.47B

What it does

Ast Investment Services provides portfolio management for investment companies and selecting other managers. It is paid through a percentage of assets.

Ast Investment Services advises no private funds.

100.0% of assets ($91.47B across 19 accounts) are managed with discretion. 0% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.

Custodians

Ast Investment Services does not have custody of client assets.

Managed account assets by custodian
  • All other custodians$91.47B100%

Ownership and leadership

The Prudential Insurance Company of America owns 75% or more of Ast Investment Services, and Benjamin Jessen is its CEO.

Who owns the firm
Ast Investment Services, Inc.· the adviser
  • The Prudential Insurance Company of America

    Control person · since December 2022

    Owns 75% or more of Ast Investment Services, Inc.

Leadership

  • Benjamin Jessen
    Chief Executive Officer
  • Patricia Flynn
    Chief Compliance Officer
  • Scott Benjamin
    Director, Board of Directors
  • Claudia Digiacomo
    Chief Legal Officer
  • Scott Gaul
    Director, Board of Directors
  • Robert Kutyla
    Controller
  • Frank Papasavas
    Treasurer

Staff

  • 42 employees
  • 9 in advisory functions
  • 4 broker-dealer reps

Fees

Ast Investment Services is paid through a percentage of assets under management.

Ast Investment Services’ fee rates are not included in this profile. Find its brochure on the SEC’s site.

Offices and registrations

Besides its headquarters, Ast Investment Services has 1 office, with 2 listed addresses across 2 states.

Listed office addresses by state

Connecticut · 1 listed address

  • One Corporate Drive, SheltonHQ

Registration details

Legal name
Ast Investment Services, Inc.
Headquarters
One Corporate Drive, Shelton, CT 06484
Website
Not reported
SEC file
801-40532
Structure
Connecticut corporation
Fiscal year end
December

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov

Common questions

How many clients does Ast Investment Services have?

Ast Investment Services has 1 clients and manages $91.5 billion for them, as of September 2026.

Source: Form ADV Part 1A, Items 5.D and 5.F, filed 25 September 2026

What services does Ast Investment Services offer?

Ast Investment Services provides portfolio management for investment companies and selecting other managers.

Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file

How many financial advisors does Ast Investment Services have?

Ast Investment Services has 0 investment adviser representatives registered with state securities authorities, out of 42 employees, and 9 perform investment advisory functions. 4 are registered representatives of a broker-dealer and 0 are licensed insurance agents.

Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file

Who owns Ast Investment Services?

Ast Investment Services is owned through a holding company by Prudential Financial, Inc. Its direct owner is the Prudential Insurance Company of America (75% or more).

Source: Form ADV Part 1A, Schedules A and B, filed 25 September 2026

How does Ast Investment Services get paid?

Ast Investment Services is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.

Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file

Sources

  1. Form ADV Part 1A, amendment filed 25 September 2026. Items 1, 5, 9, 11 and Schedules A, B and D.
  2. IAPD firm record, CRD 108897.

Retrieved 15 October 2026. All are published by the SEC and may have been amended since.

Download source data (JSON)How this directory is compiledReport a correction

This profile is compiled from public regulatory filings and is provided for informational purposes only. Niva Wealth is not affiliated with Ast Investment Services, Inc. and makes no representation about the quality of its services. Figures reflect the filing dates shown and may have changed. Ownership percentages are the bands reported to the SEC, not exact figures.