Procyon Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, pension consulting, and selecting other managers. Financial planning was provided to 500 clients last fiscal year. The firm advises 2 private funds.
Procyon Advisors reports 3,048 clients. They include 2,084 individual clients, 691 high-net-worth individuals, and 156 pension and profit-sharing plans. Of its assets, 38.5% ($3.54B across 8,535 accounts) are managed with discretion; $5.66B across 181 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 68% | 6% |
| High-net-worth individuals | 23% | 31% |
| Pooled investment vehicles | <1% | <1% |
| Pension and profit-sharing plans | 5% | 53% |
| State or municipal government entities | <1% | 5% |
| Other client typesCorporations and other businesses | 3% | 4% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 2,084 | $574M | 6.2% | $275K |
| High-net-worth individuals | 691 | $2.84B | 30.9% | $4.12M |
| Pooled investment vehicles | 2 | $43.1M | 0.5% | $21.6M |
| Pension and profit-sharing plans | 156 | $4.91B | 53.4% | $31.5M |
| State or municipal government entities | 12 | $479M | 5.2% | $39.9M |
| Corporations and other businesses | 103 | $351M | 3.8% | $3.4M |
| Total | 3,048 | $9.2B | 100% | $3.02M |
- Clients
- 2,084
- Regulatory AUM
- $574M
- AUM share
- 6.2%
- Avg. per client
- $275K
- Clients
- 691
- Regulatory AUM
- $2.84B
- AUM share
- 30.9%
- Avg. per client
- $4.12M
- Clients
- 2
- Regulatory AUM
- $43.1M
- AUM share
- 0.5%
- Avg. per client
- $21.6M
- Clients
- 156
- Regulatory AUM
- $4.91B
- AUM share
- 53.4%
- Avg. per client
- $31.5M
- Clients
- 12
- Regulatory AUM
- $479M
- AUM share
- 5.2%
- Avg. per client
- $39.9M
- Clients
- 103
- Regulatory AUM
- $351M
- AUM share
- 3.8%
- Avg. per client
- $3.4M
Total
- Clients
- 3,048
- Regulatory AUM
- $9.2B
- AUM share
- 100%
- Avg. per client
- $3.02M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 2
- Financial planning clients last fiscal year
- 500
Procyon Advisors is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees); its fees and minimums are set out in its brochures on the SEC website.
Procyon Enterprise, LLC owns 75% or more of Procyon Advisors and is in turn owned by CWC Centennial Investor, LLC (25–50%). Phil Fiore is CEO; the leadership team includes President Christopher Foster, Chief Operating Officer Jeffrey Farrar and Chief Compliance Officer Todd Smallwood. It has 76 employees, 49 of them in advisory roles.
Leadership
Phil FioreExecutive Managing Member and Chief Executive Officer
Christopher FosterPresident
Jeffrey FarrarExecutive Managing Member and Chief Operating Officer
Todd SmallwoodChief Compliance Officer
Investment adviser representatives
54 representatives listed in the SEC register as of 9 October 2026.
- Robert Sean Alimena
- Tyler Lawrence Amprim
- Richard Joseph Appaluccio
- Enrico Alfio Brex
- Charles Kevin Caddick
- Roger T Ciacco
- Spencer John Comps
- Matthew William Corthell
- Terry Lee Crawford
- Michael John Desmond
- Salvatore Dispenziere III
- James Patrick Diver
- Maria Dianne Aprill Ergas
- John Rua Esteves
- John Nelson Fenrich III
- Thomas Michael Gahan
- Katherine Michelle Gallagher
- Louis Gloria
- Nuri Gunes JR.
- Hasan A Hoke
- Curtis Oneal Irby
- James Peter Jeffery
- William Robert Jones Jr.
- Michael Eligio Kelly
- Selena Kolette Kemp
- Amber Noel Kendrick
- Harold James Kirkpatrick
- Jesse Kopelakis
- Ryan Edward Kristie
- Daniel Evan LaGore
- Joel Philip Lagore
- Thomas Somerville Leffel
- Andrew J. Jason Leung
- Daniel Gary Limmer
- John Marchisotta JR
- Bevin Kimberly Nealon
- Prasad S Oak
- Mark James Rich
- Antonio Bentu Rodrigues
- Jacob Rothenberg
- Massimo Santicchia
- Marissa L Schneider
- Gerald Timothy St. Cin
- Timothy Fiske Tenneriello
- Brian Christpoher Turner
- Jesse Michael Vanvalin
- John A Vissicchio
- Cari Ann Walling
- Caroline Curtin Wetzel
- Jamie E Wilson
Staff
- 76 employees
- 49 in advisory functions
- 49 state-registered reps
- 1 broker-dealer rep
- 8 insurance agents
- 7 soliciting firms
- Owns 75% or more of Procyon Advisors, LLC
Procyon Enterprise, LLC
Control person · since December 2024
- Owns 25% to 50% of Procyon Enterprise, LLC
CWC Centennial Investor, LLC
Control person · since March 2025
- Owns 75% or more of CWC Centennial Investor, LLC
Constellation Wealth Capital Fund, LP
Control person · since March 2025
Constellation Wealth Capital Fund GP, LLC
General partner · Control person · since April 2023
Procyon Advisors’ regulatory assets grew 8.8× from $1.04B (June 2021) to $9.2B (September 2026); clients rose from 352 to 3,048 and employees from 17 to 76. In 2025, 2 advisory firms joined it. The largest by last filed assets were Oliver Lagore Vanvalin Investment Group ($607M, December 2025, the most recent) and Wooster Corthell Wealth Management ($501M, July 2025).
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| September 2026 | $9.2B | 3,048 | 76 | 24 |
| May 2025 | $7.77B | 1,444 | 47 | 12 |
| April 2024 | $6.28B | 1,300 | 41 | 6 |
| August 2023 | $4.94B | 1,170 | 37 | 7 |
| July 2022 | $5.27B | 876 | 29 | 5 |
| June 2021 | $1.04B | 352 | 17 | 2 |
Firms that joined
20252 joined
- Oliver Lagore Vanvalin Investment GroupLast filed AUM $607M
- Wooster Corthell Wealth ManagementLast filed AUM $501M
Firms whose SEC withdrawal reports a sale to this firm, and deals reported in the press. Teams that moved without selling a registered firm may not appear.
Besides its headquarters, Procyon Advisors has 23 offices (16 private residences, listed without an address), with 8 listed addresses across 5 states.
Michigan · 3 listed addresses
- 607 E 2nd Avenue, Flint
- 3127 Davenport Avenue, Saginaw
- 38705 Seven Mile RD, Livonia
New York · 2 listed addresses
- 225 Broadhollow RD., Melville
- 575 5th Ave, New York
Connecticut · 1 listed address
- 1 Corporate Drive, Suite 225, SheltonHQ
Maryland · 1 listed address
- 8161 Maple Lawn Boulevard, Fulton
Texas · 1 listed address
- 6898 Lebanon RD, Frisco
Other business names
Procyon Advisors has reported 2 other business names to the SEC.
- Procyon Partners
- Procyon Trust
Contact and registration details
- Legal name
- Procyon Advisors, LLC
- Headquarters
- 1 Corporate Drive, Suite 225, Shelton, CT 06484
- Website
- procyon.net
- Phone
- 475-232-2704
- @18096239
- SEC file
- 801-110493
- Structure
- Delaware LLC
- Fiscal year end
- December
Procyon Advisors uses Fidelity ($2.87B, 41%), Charles Schwab ($2.68B, 39%) and The Vanguard Group ($1.39B, 20%) as custodians for its separately managed accounts. Procyon Advisors has custody of $1.34B in client assets for 2,012 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $2.68B39%
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $2.87B41%
- The Vanguard GroupThe Vanguard Group, Inc. · Malvern, PA · $1.39B20%
At year end, Procyon Advisors’ separately managed accounts were mostly in funds (76%) and stocks (13%). Its reported 13F holdings for the quarter ended 30 June 2026 total $2.32B across 588 positions; the largest are Vanguard World FD (5.2%), SPDR Series Trust (3.0%) and Vanguard Index Fds (2.9%).
What the accounts hold
- Stocks13%
- Funds76%
- Registered funds75%
- Pooled vehicles1%
- Bonds4%
- State and local bonds3%
- Investment grade corporate bonds1%
- Cash7%
Reported 13F holdings
- $2.32B
- Reported 13F value
- 588
- Positions
- 26.2%
- In the 10 largest
- +13.6%
- Value vs. prior quarter
- Vanguard World FD · Mega Cap Index5.2%
- SPDR Series Trust · ST Str P500etf3.0%
- Vanguard Index Fds · Total Stk Mkt2.9%
- Apple Inc.2.4%
- SPDR Series Trust · ST Str Corpo ETF2.4%
- Schwab Strategic TR · Intl Eqty ETF2.2%
- Capital Group Dividend Value · Shs Creat Unit2.2%
- iShares TR · Core S&P500 ETF2.2%
- American Centy ETF TR · US Quality Grow1.8%
- iShares TR · Core S&P Ttl Stk1.8%
Together, the ten largest are 26.2% of reported value.
How many clients does Procyon Advisors have?
Procyon Advisors has 3,048 clients and manages $9.2 billion for them, as of September 2026. They include 2,084 individual clients, 691 high-net-worth individuals, and 156 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 29 September 2026
What services does Procyon Advisors offer?
Procyon Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Procyon Advisors use?
Procyon Advisors’ separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $2.87B, Charles Schwab & Co., Inc. (San Francisco, CA), with $2.68B and The Vanguard Group, Inc. (Malvern, PA), with $1.39B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 29 September 2026
How many financial advisors does Procyon Advisors have?
Procyon Advisors has 49 investment adviser representatives registered with state securities authorities, out of 76 employees, and 49 perform investment advisory functions. 1 employee is a registered representative of a broker-dealer and 8 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Procyon Advisors invest in?
At the end of its last fiscal year, Procyon Advisors’ separately managed accounts held 75% registered funds (mutual funds, ETFs, BDCs), 13% exchange-traded equities, 7% cash and equivalents, 3% state and local bonds, 1% investment grade corporate bonds and 1% pooled vehicles (private funds and similar). It advises 2 private funds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Procyon Advisors?
Procyon Advisors’ direct owner is Procyon Enterprise, LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 29 September 2026
How does Procyon Advisors get paid?
Procyon Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Procyon Advisors?
Procyon Advisors’ main office is at 1 Corporate Drive, Suite 225, Shelton, CT 06484. Its phone number is 475-232-2704. Its website is procyon.net.