Phil Fiore has been Executive Managing Member and Chief Executive Officer of Procyon Advisors since May 2017, is a control person of the firm and directly owns under 5% of it. Phil Fiore holds a BA in Political Science from the University of Hartford.
Procyon Advisors, LLC is a Shelton, CT firm with $9.2B under management, 3,048 clients and 49 advisers across 24 offices, as of its September 2026 filing.
Phil Fiore is Co-Founder and Partner, Chief Executive Officer and Executive Managing Director of Procyon. As co-founder and CEO he focuses on firm-wide management, leadership and nationwide expansion. Before co-founding Procyon he was Senior Vice President of Wealth Management at UBS, where he led the FDG Group.
Phil Fiore’s longest registration is the current one, 9 years at Procyon Advisors since 2017. Before joining Procyon Advisors in 2017, Phil Fiore was registered through UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
- Procyon Institutional Partners, LLC– · 4 yearsShelton, CT · Adviser representative · Firm CRD 288244
- UBS Financial Services Inc.– · 7 yearsStamford, CT · Adviser representative · Firm CRD 8174
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 3 yearsFairfield, CT · Adviser representative · Firm CRD 7691
- Wachovia Securities, LLC– · 2 yearsWestport, CT · Adviser representative · Firm CRD 19616
- Prudential Securities Incorporated– · 8 yearsWestport, CT · Adviser representative · Firm CRD 7471
Professional designations
Listed by Procyon Advisors
- CIMA®
- CRPC®
Investment adviser representative registrations
Phil Fiore is registered as an investment adviser representative in Connecticut, since July 2017.
- ConnecticutSince 24 July 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 3 | National Commodity Futures Examination | 20 December 1994 |
| Series 65 | Uniform Investment Adviser Law Examination | 14 November 1994 |
| Series 63 | Uniform Securities Agent State Law Examination | 4 November 1994 |
| Series 7 | General Securities Representative Examination | 1 November 1994 |
- Name
- Securities Industry Essentials Examination
- Name
- National Commodity Futures Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Phil Giuseppe Fiore
- CRD
- 2547584
- Firm
- Procyon Advisors · CRD 288239
- Role
- Executive Managing Member and Chief Executive Officer
- Office
- 1 CORPORATE DRIVE, SUITE 225, Shelton, CT 06484
- Registration
- Investment adviser registration
- In the industry since
- June 1995
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- procyon.net
Where does Phil Fiore work?
Phil Fiore has been Executive Managing Member and Chief Executive Officer of Procyon Advisors, LLC since May 2017, and is a control person of the firm.
Is Phil Fiore a financial advisor?
Yes. Phil Fiore has a current investment-adviser registration in Connecticut, through Procyon Advisors since July 2017.
How many years of experience does Phil Fiore have?
Phil Fiore has 31 years in the financial industry, since June 1995, across 6 adviser firms.
What exams has Phil Fiore passed?
Phil Fiore has passed 4 licensing exams: the Series 7, Series 63, Series 65 and Series 3. The earliest, the Series 7, was passed in November 1994. FINRA credited Phil Fiore with the SIE, which began in October 2018.
Where did Phil Fiore work before Procyon Advisors?
Before Procyon Advisors, Phil Fiore was registered through UBS Financial Services Inc., April 2009 to December 2016; Merrill Lynch, Pierce, Fenner & Smith Incorporated, October 2005 to May 2009; Wachovia Securities, LLC, July 2003 to November 2005; Prudential Securities Incorporated, April 1995 to July 2003.
Where is Phil Fiore based?
Phil Fiore’s registered office is in Shelton, CT.
Is Phil Fiore registered with FINRA?
No. Phil Fiore has no current broker registration.
How can I verify Phil Fiore’s record?
Search CRD 2547584 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Phil Fiore’s full registration record.
