Jeffrey Farrar has been Executive Managing Member and Chief Operating Officer of Procyon Advisors since June 2017, is a control person of the firm and directly owns under 5% of it. Jeffrey Farrar holds a BS from U.S. Coast Guard Academy and an MBA from Anderson Graduate School of Management, UCLA.
Procyon Advisors, LLC is a Shelton, CT firm with $9.2B under management, 3,048 clients and 49 advisers across 24 offices, as of its September 2026 filing.
Jeff Farrar is Co-Founder and Partner, Executive Managing Director and Chief Operating Officer of Procyon, and President of Procyon Enterprise. As a co-founder he has played a key role in the firm's establishment. Before joining Procyon he worked at the FDG Group at UBS, in positions including Senior Portfolio Manager and Wealth Advisor, and earlier spent a decade at Merrill Lynch as an advisor and resident director.
Jeffrey Farrar’s longest registration was 9 years at Merrill Lynch, Pierce, Fenner & Smith Incorporated (1999–2009). Before joining Procyon Advisors in 2017, Jeffrey Farrar was registered through UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
- Procyon Institutional Partners, LLC– · 3 yearsShelton, CT · Adviser representative · Firm CRD 288244
- UBS Financial Services Inc.– · 8 yearsWilton, CT · Adviser representative · Firm CRD 8174
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 9 yearsFairfield, CT · Adviser representative · Firm CRD 7691
Professional designations
Listed by Procyon Advisors
- CFP®
Investment adviser representative registrations
Jeffrey Farrar is registered as an investment adviser representative in 2 states. The first approvals date from June 2017; the most recent is Tennessee, in September 2022.
- ConnecticutSince 13 June 2017
- TennesseeSince 30 September 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 27 March 2007 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 20 March 2007 |
| Series 31 | Futures Managed Funds Examination | 29 August 2006 |
| Series 7 | General Securities Representative Examination | 9 September 1999 |
| Series 66 | Uniform Combined State Law Examination | 11 August 1999 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- Futures Managed Funds Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Combined State Law Examination
- Full name
- Jeffrey Hopkins Farrar
- CRD
- 3062322
- Firm
- Procyon Advisors · CRD 288239
- Role
- Executive Managing Member and Chief Operating Officer
- Office
- Lenoir City, TN
- Registration
- Investment adviser registration
- In the industry since
- September 1999
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- procyon.net
Where does Jeffrey Farrar work?
Jeffrey Farrar has been Executive Managing Member and Chief Operating Officer of Procyon Advisors, LLC since June 2017, and is a control person of the firm.
Is Jeffrey Farrar a financial advisor?
Yes. Jeffrey Farrar has a current investment-adviser registration in Connecticut and Tennessee, through Procyon Advisors since June 2017.
How many years of experience does Jeffrey Farrar have?
Jeffrey Farrar has 27 years in the financial industry, since September 1999, across 4 adviser firms.
What exams has Jeffrey Farrar passed?
Jeffrey Farrar has passed 5 licensing exams: the Series 66, Series 7, Series 31, Series 10 and Series 9. The earliest, the Series 66, was passed in August 1999. FINRA credited Jeffrey Farrar with the SIE, which began in October 2018.
Where did Jeffrey Farrar work before Procyon Advisors?
Before Procyon Advisors, Jeffrey Farrar was registered through UBS Financial Services Inc., April 2009 to June 2017; Merrill Lynch, Pierce, Fenner & Smith Incorporated, November 1999 to May 2009.
Where is Jeffrey Farrar based?
Jeffrey Farrar’s registered office is in Lenoir City, TN.
Is Jeffrey Farrar registered with FINRA?
No. Jeffrey Farrar has no current broker registration.
Is Jeffrey Farrar a CFP?
Procyon Advisors lists Jeffrey Farrar with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.
How can I verify Jeffrey Farrar’s record?
Search CRD 3062322 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jeffrey Farrar’s full registration record.
