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Top 3 financial advisor firms in Wappingers Falls

3 SEC-registered financial advisor firms are headquartered in Wappingers Falls, NY, with $512M in combined regulatory assets under management. The largest by assets are Sage Investment Advisers ($268M), Grimaldi Portfolio Solutions ($133M) and Quint Wealth Management ($110M).

3
Financial advisor firms
$512M
Their combined AUM
$133M
Median firm AUM
1,019
Clients of the top 3

The 3 largest by assets

  1. 1
    Sage Investment Advisers

    RIA

    $268M

  2. 2
    Grimaldi Portfolio Solutions

    RIA

    $133M

  3. 3
    Quint Wealth Management

    RIA

    $110M

Profiles of the top 3

No. 1 · RIA

Sage Investment Advisers

Sage Investment Advisers is an investment adviser based in Wappingers Falls, NY, registered with the SEC since 2019. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $268 million, as filed on 17 March 2026.

Sage Investment Advisers charges 0.75%–2.00% a year for its Investment management services.

Regulatory AUM
$268M
Clients
307
Advisory staff
3
Founded
2019
Fee schedule
0.75% to 2.00% a year
Custodians
Charles Schwab
Headquarters
1829 South Road, Wappingers Falls, NY 12590
Phone
845-240-1551
Website
sageinvestmentadvisersllc.com

No. 2 · RIA

Grimaldi Portfolio Solutions

Grimaldi Portfolio Solutions is an investment adviser based in Wappingers Falls, NY, registered with the SEC since 1996. It provides investment management. Its clients include individuals and investment companies. Its regulatory assets under management total $133 million, as filed on 19 March 2026.

Regulatory AUM
$133M
Clients
300
Advisory staff
2
Headquarters
1207 Route 9, Suite 10, Wappingers Falls, NY 12590
Phone
845-297-3500

No. 3 · RIA

Quint Wealth Management

Quint Wealth Management is an investment adviser based in Wappingers Falls, NY, registered with the SEC since 2020. It provides financial planning and investment management. Its clients include individual clients, high-net-worth individuals, and pension and profit-sharing plans. Its regulatory assets under management total $110 million, as filed on 4 September 2026.

Quint Wealth Management charges 0.80%–1.40% a year for its Portfolio Management Services.

Regulatory AUM
$110M
Clients
412
Advisory staff
8
Fee schedule
0.80% to 1.40% a year
Custodians
Charles Schwab
Headquarters
210 New Hackensack Road, Wappingers Falls, NY 12590
Phone
845-345-3628
Website
quintii.com

Questions about financial advisors in Wappingers Falls

How many financial advisor firms are headquartered in Wappingers Falls?

3 SEC-registered financial advisor firms report their principal office in Wappingers Falls, NY, managing $512M in regulatory assets between them.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Wappingers Falls?

Sage Investment Advisers, with $268M in regulatory assets under management on its latest Form ADV. The next largest are Grimaldi Portfolio Solutions ($133M) and Quint Wealth Management ($110M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Wappingers Falls?

The median firm manages $133M in regulatory assets. That is the midpoint of the 3 firms headquartered in Wappingers Falls.

Source: Form ADV Part 1A, Item 5.F

How can I check a financial advisor's record in Wappingers Falls?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

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