Quint Wealth Management provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers. Financial planning was provided to 1–10 clients last fiscal year.
Quint Wealth Management reports 412 clients. They include 386 individual clients, 11 high-net-worth individuals, and 9 pension and profit-sharing plans. Of its assets, 93.9% ($104M across 761 accounts) are managed with discretion; $6.77M across 10 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 94% | 73% |
| High-net-worth individuals | 3% | 19% |
| Pension and profit-sharing plans | 2% | 6% |
| Charitable organizations | <1% | <1% |
| Corporations and other businesses | <1% | <1% |
| Other client typesOther | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 386 | $80.7M | 73.1% | $209K |
| High-net-worth individuals | 11 | $21.3M | 19.3% | $1.93M |
| Pension and profit-sharing plans | 9 | $6.63M | 6.0% | $737K |
| Charitable organizations | Fewer than 5 | $754K | 0.7% | $754K |
| Corporations and other businesses | Fewer than 5 | $877K | 0.8% | $219K |
| Other | Fewer than 5 | $138K | 0.1% | $138K |
| Total | 412 | $110M | 100% | — |
- Clients
- 386
- Regulatory AUM
- $80.7M
- AUM share
- 73.1%
- Avg. per client
- $209K
- Clients
- 11
- Regulatory AUM
- $21.3M
- AUM share
- 19.3%
- Avg. per client
- $1.93M
- Clients
- 9
- Regulatory AUM
- $6.63M
- AUM share
- 6.0%
- Avg. per client
- $737K
- Clients
- Fewer than 5
- Regulatory AUM
- $754K
- AUM share
- 0.7%
- Avg. per client
- $754K
- Clients
- Fewer than 5
- Regulatory AUM
- $877K
- AUM share
- 0.8%
- Avg. per client
- $219K
- Clients
- Fewer than 5
- Regulatory AUM
- $138K
- AUM share
- 0.1%
- Avg. per client
- $138K
Total
- Clients
- 412
- Regulatory AUM
- $110M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Quint Wealth Management charges 0.80%–1.40% a year for its Portfolio Management Services. The fee is billed in advance and is negotiable. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Fixed Financial Planning
- Fixed-fee financial plans are priced between $350 and $1,500, paid entirely in advance.
- Hourly Financial Planning
- Hourly financial planning is billed at $200 to $300 an hour, with a deposit of up to $500 paid in advance.
Wayne Quint owns 75% or more of Quint Wealth Management. The leadership team of Quint Wealth Management includes President Wayne Quint and Chief Compliance Officer Joseph Christiana. It has 9 employees, 8 of them in advisory roles.
Leadership
Wayne QuintPresident- Joseph ChristianaChief Compliance Officer
Investment adviser representatives
8 representatives listed in the SEC register as of 9 October 2026.
Staff
- 9 employees
- 8 in advisory functions
- 8 state-registered reps
- 5 insurance agents
- Owns 75% or more of Quint Wealth Management, Inc.
Wayne Quint
Control person · since July 2013
Quint Wealth Management’s regulatory assets grew 3.3× from $33.6M (May 2021) to $110M (September 2026); clients rose from 263 to 412 and employees from 6 to 9.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| September 2026 | $110M | 412 | 9 | 2 |
| June 2025 | $88.5M | 391 | 8 | 2 |
| March 2024 | $56M | 340 | 7 | 1 |
| April 2023 | $45.7M | 288 | 7 | 1 |
| March 2022 | $42M | 297 | 5 | 1 |
| May 2021 | $33.6M | 263 | 6 | 1 |
Besides its headquarters, Quint Wealth Management has 1 office, with 2 listed addresses in New York.
New York · 2 listed addresses
- 210 New Hackensack Road, Wappingers FallsHQ
- 11 Raymond Avenue, Poughkeepsie
Other business names
Quint Wealth Management has reported 1 other business name to the SEC.
- Hudson Valley Wealth Management Group
Contact and registration details
- Legal name
- Quint Wealth Management, Inc.
- Headquarters
- 210 New Hackensack Road, Wappingers Falls, NY 12590
- Website
- quintii.com
- Phone
- 845-345-3628
- SEC file
- 801-118831
- Structure
- New York corporation
- Fiscal year end
- December
Quint Wealth Management uses Charles Schwab ($102M) as custodian for its separately managed accounts. Quint Wealth Management does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $102M100%
At year end, Quint Wealth Management’s separately managed accounts were mostly in funds (55%) and stocks (38%).
What the accounts hold
- Stocks38%
- Funds55%
- Bonds5%
- U.S. government and agency bonds3%
- Investment grade corporate bonds2%
- Cash2%
How many clients does Quint Wealth Management have?
Quint Wealth Management has 412 clients and manages $110 million for them, as of September 2026. They include 386 individual clients, 11 high-net-worth individuals, and 9 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 4 September 2026
What services does Quint Wealth Management offer?
Quint Wealth Management provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Quint Wealth Management charge?
Quint Wealth Management charges 0.80%–1.40% a year for its Portfolio Management Services. The fee is billed in advance and is negotiable.
Source: ADV PART 2A QUINT INVESTMENTS AND INSURANCE, filed 4 September 2026
Which custodians does Quint Wealth Management use?
Quint Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $102M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 4 September 2026
How many financial advisors does Quint Wealth Management have?
Quint Wealth Management has 8 investment adviser representatives registered with state securities authorities, out of 9 employees, and 8 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 5 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Quint Wealth Management invest in?
At the end of its last fiscal year, Quint Wealth Management’s separately managed accounts held 55% registered funds (mutual funds, ETFs, BDCs), 38% exchange-traded equities, 3% U.S. government and agency bonds, 2% investment grade corporate bonds and 2% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Quint Wealth Management?
Quint Wealth Management’s direct owner is Wayne Quint (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 4 September 2026
How does Quint Wealth Management get paid?
Quint Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Quint Wealth Management registered with the SEC?
Yes, Quint Wealth Management has been registered with the SEC as an investment adviser since 1 June 2020. Its CRD number is 168463 and its SEC file number is 801-118831.
Source: Form ADV Part 1A, Item 1, filed 4 September 2026; IAPD firm record
How do I contact Quint Wealth Management?
Quint Wealth Management’s main office is at 210 New Hackensack Road, Wappingers Falls, NY 12590. Its phone number is 845-345-3628. Its website is quintii.com.