Jason Kormes has been an investment adviser representative at Quint Wealth Management since November 2025, and is not listed among the firm’s executive officers or direct owners.
Quint Wealth Management, Inc. is a Wappingers Falls, NY firm with $110M under management, 412 clients and 8 advisers across 2 offices, as of its September 2026 filing.
- – present · under a yearWappingers Falls, NY · Adviser representative · Firm CRD 168463
Investment adviser representative registrations
Jason Kormes is registered as an investment adviser representative in New York, since November 2025.
- New YorkSince 28 November 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 18 October 2025 |
| Series 63 | Uniform Securities Agent State Law Examination | 26 February 2019 |
| SIE | Securities Industry Essentials Examination | 16 January 2019 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 15 January 2019 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- CRD
- 7022147
- Firm
- Quint Wealth Management · CRD 168463
- Office
- 210 NEW HACKENSACK ROAD, Wappingers Falls, NY 12590
- Registration
- Investment adviser registration
- In the industry since
- November 2020
- Disciplinary history
- Not yet shown here · SEC record
Where does Jason Kormes work?
Jason Kormes is an investment adviser representative registered through Quint Wealth Management, Inc. since November 2025, and is not listed among the firm’s executive officers or direct owners.
Is Jason Kormes a financial advisor?
Yes. Jason Kormes has a current investment-adviser registration in New York, through Quint Wealth Management since November 2025.
How many years of experience does Jason Kormes have?
Jason Kormes has 5 years in the financial industry, since November 2020, across 1 adviser firm.
What exams has Jason Kormes passed?
Jason Kormes has passed 4 licensing exams: the Series 6, SIE, Series 63 and Series 65. The earliest, the Series 6, was passed in January 2019.
Where is Jason Kormes based?
Jason Kormes’ registered office is in Wappingers Falls, NY.
Is Jason Kormes registered with FINRA?
No. Jason Kormes has no current broker registration.
How can I verify Jason Kormes’ record?
Search CRD 7022147 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jason Kormes’ full registration record.
