Wayne Quint has been President of Quint Wealth Management since July 2013, is a control person of the firm and directly owns 75% or more of it. Wayne Quint holds a Master's degree from Pace University.
Quint Wealth Management, Inc. is a Wappingers Falls, NY firm with $110M under management, 412 clients and 8 advisers across 2 offices, as of its September 2026 filing.
Wayne R. Quint is with Quint Wealth Management, Inc. and has held multiple roles in financial services since 1999, from Director of Training for a national broker-dealer to Relationship Manager and Pension/Benefits Consultant for an SEC-registered investment adviser. He has also practiced as an investment adviser representative with a New York State RIA and advises clients on investments and traditional insurance coverage.
Wayne Quint’s longest registration is the current one, 10 years at Quint Wealth Management since 2016. Before joining Quint Wealth Management in 2016, Wayne Quint was registered through Financial Services Center Asset Management Inc.
- – present · 10 yearsWappingers Falls, NY · Adviser representative · Firm CRD 168463
- Financial Services Center Asset Management Inc.– · under a yearRed Hook, NY · Adviser representative · Firm CRD 129708
Professional designations
Listed by Quint Wealth Management
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Wayne Quint is registered as an investment adviser representative in 2 states. The first approvals date from May 2016; the most recent is New York, in August 2021.
- ConnecticutSince 26 May 2016
- New YorkSince 9 August 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 12 June 2006 |
| Series 63 | Uniform Securities Agent State Law Examination | 9 December 2000 |
| Series 7 | General Securities Representative Examination | 24 May 2000 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Wayne Richard Quint
- CRD
- 4024460
- Firm
- Quint Wealth Management · CRD 168463
- Role
- President
- Office
- 210 NEW HACKENSACK ROAD, Wappingers Falls, NY 12590
- Registration
- Investment adviser registration
- In the industry since
- February 2016
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- quintii.com
Where does Wayne Quint work?
Wayne Quint has been President of Quint Wealth Management, Inc. since July 2013, and is a control person of the firm.
Is Wayne Quint a financial advisor?
Yes. Wayne Quint has a current investment-adviser registration in Connecticut and New York, through Quint Wealth Management since May 2016.
How many years of experience does Wayne Quint have?
Wayne Quint has 10 years in the financial industry, since February 2016, across 2 adviser firms.
What exams has Wayne Quint passed?
Wayne Quint has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in May 2000.
Where did Wayne Quint work before Quint Wealth Management?
Before Quint Wealth Management, Wayne Quint was registered through Financial Services Center Asset Management Inc., June 2013 to September 2013.
Where is Wayne Quint based?
Wayne Quint’s registered office is in Wappingers Falls, NY.
Is Wayne Quint registered with FINRA?
No. Wayne Quint has no current broker registration.
Is Wayne Quint a CFP?
Quint Wealth Management lists Wayne Quint with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Wayne Quint’s record?
Search CRD 4024460 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Wayne Quint’s full registration record.