Joseph Christiana has been Chief Compliance Officer of Quint Wealth Management since October 2025, is not listed as a control person, but directly owns under 5% of the firm.
Quint Wealth Management, Inc. is a Wappingers Falls, NY firm with $110M under management, 412 clients and 8 advisers across 2 offices, as of its September 2026 filing.
Joseph Christiana’s longest registration is the current one, 3 years at Quint Wealth Management since 2023. Before joining Quint Wealth Management in 2023, Joseph Christiana was registered through Financial Services Center Asset Management Inc.
- – present · 3 yearsWappingers Falls, NY · Adviser representative · Firm CRD 168463
- Financial Services Center Asset Management Inc.– · 1 yearRed Hook, NY · Adviser representative · Firm CRD 129708
- Financial Services Center Asset Management Inc.– · 1 yearRed Hook, NY · Adviser representative · Firm CRD 129708
Investment adviser representative registrations
Joseph Christiana is registered as an investment adviser representative in New York, since January 2023.
- New YorkSince 26 January 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 1 October 2003 |
| Series 63 | Uniform Securities Agent State Law Examination | 29 June 1995 |
| Series 7 | General Securities Representative Examination | 30 May 1995 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Joseph Francis Christiana
- CRD
- 2574360
- Firm
- Quint Wealth Management · CRD 168463
- Role
- Chief Compliance Officer
- Office
- 210 NEW HACKENSACK ROAD, Wappingers Falls, NY 12590
- Registration
- Investment adviser registration
- In the industry since
- December 2019
- Disciplinary history
- Not yet shown here · SEC record
Where does Joseph Christiana work?
Joseph Christiana has been Chief Compliance Officer of Quint Wealth Management, Inc. since October 2025.
Is Joseph Christiana a financial advisor?
Yes. Joseph Christiana has a current investment-adviser registration in New York, through Quint Wealth Management since January 2023.
How many years of experience does Joseph Christiana have?
Joseph Christiana has 6 years in the financial industry, since December 2019, across 2 adviser firms.
What exams has Joseph Christiana passed?
Joseph Christiana has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in May 1995.
Where did Joseph Christiana work before Quint Wealth Management?
Before Quint Wealth Management, Joseph Christiana was registered through Financial Services Center Asset Management Inc., July 2012 to February 2014.
Where is Joseph Christiana based?
Joseph Christiana’s registered office is in Wappingers Falls, NY.
Is Joseph Christiana registered with FINRA?
No. Joseph Christiana has no current broker registration.
How can I verify Joseph Christiana’s record?
Search CRD 2574360 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Joseph Christiana’s full registration record.
