Daniel Goodwin has been an investment adviser representative at Quint Wealth Management since September 2021, and is not listed among the firm’s executive officers or direct owners. Daniel Goodwin studied at Marist College.
Quint Wealth Management, Inc. is a Wappingers Falls, NY firm with $110M under management, 412 clients and 8 advisers across 2 offices, as of its September 2026 filing.
Dan Goodwin is an Investment Adviser Representative and Licensed Insurance Agent of Quint Wealth Management, Inc.. He has been practicing in the financial industry since 2003 and specializes in Medicare insurance planning, life, disability and long-term care insurance planning, and Social Security income integration and retirement income planning.
Daniel Goodwin’s longest registration is the current one, 5 years at Quint Wealth Management since 2021. Before joining Quint Wealth Management in 2021, Daniel Goodwin was registered through Cadaret Grant & Co Inc.
- – present · 5 yearsWappingers Falls, NY · Adviser representative · Firm CRD 168463
- Cadaret Grant & Co Inc– · 4 yearsPoughkeepsie, NY · Adviser representative · Firm CRD 10641
Investment adviser representative registrations
Daniel Goodwin is registered as an investment adviser representative in New York, since September 2021.
- New YorkSince 14 September 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 29 November 2006 |
| Series 63 | Uniform Securities Agent State Law Examination | 24 March 2003 |
| Series 7 | General Securities Representative Examination | 31 January 2003 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Daniel J Goodwin
- CRD
- 4599538
- Firm
- Quint Wealth Management · CRD 168463
- Office
- 210 NEW HACKENSACK ROAD, Wappingers Falls, NY 12590
- Registration
- Investment adviser registration
- In the industry since
- November 2016
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- quintii.com
Where does Daniel Goodwin work?
Daniel Goodwin is an investment adviser representative registered through Quint Wealth Management, Inc. since September 2021, and is not listed among the firm’s executive officers or direct owners.
Is Daniel Goodwin a financial advisor?
Yes. Daniel Goodwin has a current investment-adviser registration in New York, through Quint Wealth Management since September 2021.
How many years of experience does Daniel Goodwin have?
Daniel Goodwin has 9 years in the financial industry, since November 2016, across 2 adviser firms.
What exams has Daniel Goodwin passed?
Daniel Goodwin has passed 3 licensing exams: the Series 7, Series 63 and Series 66. The earliest, the Series 7, was passed in January 2003. FINRA credited Daniel Goodwin with the SIE, which began in October 2018.
Where did Daniel Goodwin work before Quint Wealth Management?
Before Quint Wealth Management, Daniel Goodwin was registered through Cadaret Grant & Co Inc, March 2011 to December 2015.
Where is Daniel Goodwin based?
Daniel Goodwin’s registered office is in Wappingers Falls, NY.
Is Daniel Goodwin registered with FINRA?
No. Daniel Goodwin has no current broker registration.
How can I verify Daniel Goodwin’s record?
Search CRD 4599538 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Daniel Goodwin’s full registration record.
