William Pepe has been an investment adviser representative at Quint Wealth Management since September 2021, and is not listed among the firm’s executive officers or direct owners. William Pepe holds a Ph.D. in Statistics from The University of Connecticut.
Quint Wealth Management, Inc. is a Wappingers Falls, NY firm with $110M under management, 412 clients and 8 advisers across 2 offices, as of its September 2026 filing.
Bill Pepe is an Investment Adviser Representative, DBA Pepe Financial Group, with Quint Wealth Management, Inc.. He entered the financial industry in 2014 after working for a number of years in research at a major telecommunications company. He works with A.C. Pepe Insurance Agency in Poughquag, NY.
William Pepe’s longest registration is the current one, 5 years at Quint Wealth Management since 2021. Before joining Quint Wealth Management in 2021, William Pepe was registered through Signator Investors, Inc.
- – present · 5 yearsWappingers Falls, NY · Adviser representative · Firm CRD 168463
- Signator Investors, Inc.– · 1 yearPoughquag, NY · Adviser representative · Firm CRD 468
Investment adviser representative registrations
William Pepe is registered as an investment adviser representative in New York, since September 2021.
- New YorkSince 14 September 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 13 July 2016 |
| Series 63 | Uniform Securities Agent State Law Examination | 7 August 2015 |
| Series 7 | General Securities Representative Examination | 10 July 2015 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- William J Pepe
- CRD
- 6412215
- Firm
- Quint Wealth Management · CRD 168463
- Office
- 210 NEW HACKENSACK ROAD, Wappingers Falls, NY 12590
- Registration
- Investment adviser registration
- In the industry since
- March 2019
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- quintii.com
Where does William Pepe work?
William Pepe is an investment adviser representative registered through Quint Wealth Management, Inc. since September 2021, and is not listed among the firm’s executive officers or direct owners.
Is William Pepe a financial advisor?
Yes. William Pepe has a current investment-adviser registration in New York, through Quint Wealth Management since September 2021.
How many years of experience does William Pepe have?
William Pepe has 7 years in the financial industry, since March 2019, across 2 adviser firms.
What exams has William Pepe passed?
William Pepe has passed 3 licensing exams: the Series 7, Series 63 and Series 66. The earliest, the Series 7, was passed in July 2015. FINRA credited William Pepe with the SIE, which began in October 2018.
Where did William Pepe work before Quint Wealth Management?
Before Quint Wealth Management, William Pepe was registered through Signator Investors, Inc., August 2016 to December 2017.
Where is William Pepe based?
William Pepe’s registered office is in Wappingers Falls, NY.
Is William Pepe registered with FINRA?
No. William Pepe has no current broker registration.
How can I verify William Pepe’s record?
Search CRD 6412215 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes William Pepe’s full registration record.
