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Top 4 financial advisor firms in Armonk

4 SEC-registered financial advisor firms are headquartered in Armonk, NY, with $1.07B in combined regulatory assets under management. The largest by assets are Sutton Place Investors ($397M), Silverberg Bernstein Capital Management ($283M) and Forteris Wealth Management ($219M).

4
Financial advisor firms
$1.07B
Their combined AUM
$251M
Median firm AUM
767
Clients of the top 4

The 4 largest by assets

  1. 1
    Sutton Place Investors

    RIA

    $397M

  2. 2
    Silverberg Bernstein Capital Management

    RIA

    $283M

  3. 3
    Forteris Wealth Management

    RIA

    $219M

  4. 4
    Income & Asset Advisory

    RIA

    $175M

Profiles of the top 4

No. 1 · RIA

Sutton Place Investors

Sutton Place Investors is an investment adviser based in Armonk, NY, registered with the SEC since 2018. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $397 million, as filed on 8 September 2026.

Sutton Place Investors charges 0.75%–2.00% a year for its Investment Management Services.

Regulatory AUM
$397M
Clients
160
Advisory staff
4
Founded
2018
Fee schedule
0.75% to 2.00% a year
Minimum account
$1,000,000
Custodians
Charles Schwab
Headquarters
84 Business Park Drive, Suite 302, Armonk, NY 10504
Phone
914-767-0974
Website
settannifinancial.com

No. 2 · RIA

Silverberg Bernstein Capital Management

Silverberg Bernstein Capital Management is an investment adviser based in Armonk, NY, registered with the SEC since 2023. It provides financial planning and investment management. Its clients include high-net-worth individuals, pension and profit-sharing plans, and individual clients. Its regulatory assets under management total $283 million, as filed on 6 March 2026.

Silverberg Bernstein Capital Management charges up to 1.50% a year for its Asset Management.

Regulatory AUM
$283M
Clients
135
Advisory staff
2
Founded
2023
Fee schedule
Up to 1.50% a year
Minimum account
$500,000
Custodians
Pershing
Headquarters
4 Miller Circle, Armonk, NY 10504
Phone
203-820-9107

No. 3 · RIA

Forteris Wealth Management

Forteris Wealth Management is an investment adviser based in Armonk, NY, registered with the SEC since 1993. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $219 million, as filed on 16 March 2026.

Forteris Wealth Management charges 0.50%–1.00% a year for its Portfolio management services.

Regulatory AUM
$219M
Clients
185
Advisory staff
3
Founded
1993
Fee schedule
0.50% to 1.00% a year
Custodians
Trade-PMR
Headquarters
200 Business Park Drive, Suite 211, Armonk, NY 10504
Phone
914-696-5300

No. 4 · RIA

Income & Asset Advisory

Income & Asset Advisory is an investment adviser based in Armonk, NY, registered with the SEC since 2009. It provides investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $175 million, as filed on 19 August 2026.

Income & Asset Advisory charges 0.45%–1.25% a year for its Individualized Portfolio Management Fees.

Regulatory AUM
$175M
Clients
287
Advisory staff
4
Fee schedule
0.45% to 1.25% a year
Custodians
Fidelity, Ascensus Broker Dealer Services
Headquarters
80 Business Park Drive, Suite 108, Armonk, NY 10504
Phone
914-273-6800

Questions about financial advisors in Armonk

How many financial advisor firms are headquartered in Armonk?

4 SEC-registered financial advisor firms report their principal office in Armonk, NY, managing $1.07B in regulatory assets between them. The other 1 adviser headquartered in the city are broker-dealers, other kinds of wealth firm, or fund and institutional managers.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Armonk?

Sutton Place Investors, with $397M in regulatory assets under management on its latest Form ADV. The next largest are Silverberg Bernstein Capital Management ($283M) and Forteris Wealth Management ($219M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Armonk?

The median firm manages $251M in regulatory assets. That is the midpoint of the 4 firms headquartered in Armonk.

Source: Form ADV Part 1A, Item 5.F

How much do financial advisors in Armonk charge?

Of the 4 largest firms, 4 publish an asset-based fee schedule for their main service in their brochure. The highest rate in those schedules runs from 1.00% to 2.00% of assets, depending on the firm; each firm's fee is in its profile above.

Source: Form ADV Part 2A brochures, Item 5

How can I check a financial advisor's record in Armonk?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

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