Sutton Place Investors provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, education planning, estate planning, insurance, philanthropic planning, tax planning, and tax preparation. Financial planning was provided to 1–10 clients last fiscal year.
Sutton Place Investors reports 160 clients. They include 105 individual clients, 50 high-net-worth individuals, and 5 corporations and other businesses. Of its assets, 89.8% ($357M across 451 accounts) are managed with discretion; $40.5M across 6 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 66% | 12% |
| High-net-worth individuals | 31% | 72% |
| Pension and profit-sharing plans | Fewer than 5 | 1% |
| Charitable organizations | Fewer than 5 | 8% |
| Corporations and other businesses | 3% | 7% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 105 | $49.5M | 12.5% | $471K |
| High-net-worth individuals | 50 | $286M | 72.1% | $5.72M |
| Pension and profit-sharing plans | Fewer than 5 | $4.17M | 1.1% | — |
| Charitable organizations | Fewer than 5 | $30.3M | 7.6% | — |
| Corporations and other businesses | 5 | $26.9M | 6.8% | $5.39M |
| Total | 160 | $397M | 100% | — |
- Clients
- 105
- Regulatory AUM
- $49.5M
- AUM share
- 12.5%
- Avg. per client
- $471K
- Clients
- 50
- Regulatory AUM
- $286M
- AUM share
- 72.1%
- Avg. per client
- $5.72M
- Clients
- Fewer than 5
- Regulatory AUM
- $4.17M
- AUM share
- 1.1%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $30.3M
- AUM share
- 7.6%
- Avg. per client
- —
- Clients
- 5
- Regulatory AUM
- $26.9M
- AUM share
- 6.8%
- Avg. per client
- $5.39M
Total
- Clients
- 160
- Regulatory AUM
- $397M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Sutton Place Investors charges 0.75%–2.00% a year for its Investment Management Services. The fee is billed in arrears, is negotiable and requires an account of at least $1,000,000. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Financial Planning and Consulting
- Hourly engagements range up to $500 per hour; fixed annual consulting fees range up to $120,000 per year, billed monthly in arrears.
- Retirement Plan Advisory Services
- Annual asset-based fee of up to 2.00%, billed monthly or quarterly in arrears under the plan agreement.
David Settanni owns 50% to 75% of Sutton Place Investors. Donato Settanni is CEO; the leadership team includes Chief Financial Officer David Settanni and Chief Compliance Officer Vito Collacuro. It has 4 employees.
Staff
- 4 employees
- 4 in advisory functions
- 4 state-registered reps
- 3 insurance agents
- Owns 50% to 75% of Sutton Place Investors LLC
David Settanni
Control person · since September 2018
- Owns 50% to 75% of Sutton Place Investors LLC
Donato Settanni
Control person · since September 2018
Sutton Place Investors’ regulatory assets grew 2.2× from $181M (March 2021) to $397M (September 2026); clients rose from 109 to 160 and employees from 3 to 4.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Sep 2026September 2026 | $397M | 160 | 4 | 2 |
| Jul 2025July 2025 | $337M | 159 | 5 | 2 |
| Apr 2024April 2024 | $231M | 115 | 5 | 2 |
| May 2023May 2023 | $201M | 116 | 4 | 2 |
| Jun 2022June 2022 | $194M | 116 | 3 | 2 |
| Mar 2021March 2021 | $181M | 109 | 3 | 1 |
Besides its headquarters, Sutton Place Investors has 1 office (1 private residence, listed without an address), with 1 listed address in 1 state.
New York · 1 listed address
- 84 Business Park Drive, Suite 302, ArmonkHQ
Contact and registration details
- Legal name
- Sutton Place Investors LLC
- Headquarters
- 84 Business Park Drive, Suite 302, Armonk, NY 10504
- Website
- settannifinancial.com
- Phone
- 914-767-0974
- @settannifinancial
- SEC file
- 801-114219
- Founded
- 2018
- Structure
- New York LLC
- Fiscal year end
- December
Sutton Place Investors’ named custodian for separately managed accounts is Charles Schwab ($378M). Sutton Place Investors has custody of $60.2M for 3 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $378M100%
At year end, Sutton Place Investors’ separately managed accounts were mostly in stocks (70%) and funds (14%). Its reported 13F holdings for the quarter ended 30 June 2026 total $207M across 148 positions; the largest are Dimensional ETF Trust (6.7%), SPDR Series Trust (5.9%) and Dimensional ETF Trust (5.1%).
What the accounts hold
- Stocks70%
- Funds14%
- Bonds11%
- U.S. government and agency bonds5%
- State and local bonds3%
- Investment grade corporate bonds2%
- High-yield corporate bonds1%
- Cash5%
How many clients does Sutton Place Investors have?
Sutton Place Investors has 160 clients and manages $397 million for them, as of September 2026. They include 105 individual clients, 50 high-net-worth individuals, and 5 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 8 September 2026
What services does Sutton Place Investors offer?
Sutton Place Investors provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, education planning, estate planning, insurance, philanthropic planning, tax planning, and tax preparation.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Sutton Place Investors charge?
Sutton Place Investors charges 0.75%–2.00% a year for its Investment Management Services. The fee is billed in arrears, is negotiable and requires an account of at least $1,000,000.
Source: SUTTON PLACE DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS, filed 8 September 2026
Which custodians does Sutton Place Investors use?
Sutton Place Investors’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $378M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 8 September 2026
How many financial advisors does Sutton Place Investors have?
Sutton Place Investors has 4 investment adviser representatives registered with state securities authorities, out of 4 employees, and 4 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Sutton Place Investors invest in?
At the end of its last fiscal year, Sutton Place Investors’ separately managed accounts held 70% exchange-traded equities, 14% registered funds (mutual funds, ETFs, BDCs), 5% U.S. government and agency bonds, 5% cash and equivalents, 3% state and local bonds, 2% investment grade corporate bonds and 1% high-yield corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Sutton Place Investors have a minimum investment?
Yes, Sutton Place Investors’ minimum account size for its Investment Management Services is $1M.
Source: SUTTON PLACE DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS, filed 8 September 2026
Who owns Sutton Place Investors?
Sutton Place Investors’ direct owners are David Settanni (50% to 75%) and Donato Settanni (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 8 September 2026
How does Sutton Place Investors get paid?
Sutton Place Investors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Sutton Place Investors?
Sutton Place Investors’ main office is at 84 Business Park Drive, Suite 302, Armonk, NY 10504. Its phone number is 914-767-0974. Its website is settannifinancial.com.