Silverberg Bernstein Capital Management provides financial planning and portfolio management for individuals and small businesses.
Silverberg Bernstein Capital Management reports 135 clients. They include 98 individual clients, 33 high-net-worth individuals, and 2 pension and profit-sharing plans. Of its assets, 100.0% ($283M across 128 accounts) are managed with discretion. Of its clients, 1% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 73% | 1% |
| High-net-worth individuals | 24% | 96% |
| Investment companies | <1% | <1% |
| Pension and profit-sharing plans | 1% | 2% |
| Charitable organizations | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 98 | $3M | 1.1% | $30.6K |
| High-net-worth individuals | 33 | $271M | 95.8% | $8.21M |
| Investment companies | 1 | $2M | 0.7% | $2M |
| Pension and profit-sharing plans | Fewer than 5 | $5M | 1.8% | $2.5M |
| Charitable organizations | Fewer than 5 | $2M | 0.7% | $2M |
| Total | 135 | $283M | 100% | — |
- Clients
- 98
- Regulatory AUM
- $3M
- AUM share
- 1.1%
- Avg. per client
- $30.6K
- Clients
- 33
- Regulatory AUM
- $271M
- AUM share
- 95.8%
- Avg. per client
- $8.21M
- Clients
- 1
- Regulatory AUM
- $2M
- AUM share
- 0.7%
- Avg. per client
- $2M
- Clients
- Fewer than 5
- Regulatory AUM
- $5M
- AUM share
- 1.8%
- Avg. per client
- $2.5M
- Clients
- Fewer than 5
- Regulatory AUM
- $2M
- AUM share
- 0.7%
- Avg. per client
- $2M
Total
- Clients
- 135
- Regulatory AUM
- $283M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Silverberg Bernstein Capital Management charges up to 1.50% a year for its Asset Management. The fee is billed in advance, is negotiable and requires an account of at least $500,000. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Consulting
- Hourly financial consulting is charged at $500 an hour, with an estimate given before the work begins and billed on completion; the fee may be waived if the advice is implemented through SBCM.
Jeffrey Bernstein owns 50% to 75% of Silverberg Bernstein Capital Management. It has 3 employees, 2 of them in advisory roles.
Staff
- 3 employees
- 2 in advisory functions
- 2 state-registered reps
- 2 broker-dealer reps
- Owns 50% to 75% of Silverberg Bernstein Capital Management LLC
Jeffrey Bernstein
Control person · since May 2023
- Owns 50% to 75% of Silverberg Bernstein Capital Management LLC
Irwin Silverberg
Control person · since May 2023
Silverberg Bernstein Capital Management’s regulatory assets grew 1.8× from $161M (August 2023) to $283M (March 2026); clients rose from 31 to 135 and employees from 2 to 3.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $283M | 135 | 3 | 1 |
| Jan 2025January 2025 | $173M | 35 | 3 | 1 |
| Jan 2024January 2024 | $169M | 31 | 3 | 1 |
| Aug 2023August 2023 | $161M | 31 | 2 | 1 |
Besides its headquarters, Silverberg Bernstein Capital Management has 0 offices, with 1 listed address in 1 state.
New York · 1 listed address
- 4 Miller Circle, ArmonkHQ
Contact and registration details
- Legal name
- Silverberg Bernstein Capital Management LLC
- Headquarters
- 4 Miller Circle, Armonk, NY 10504
- Website
- Not reported
- Phone
- 203-820-9107
- SEC file
- 801-128290
- Founded
- 2023
- Structure
- Delaware LLC
- Fiscal year end
- December
Silverberg Bernstein Capital Management’s named custodian for separately managed accounts is Pershing ($283M). Silverberg Bernstein Capital Management does not have custody of client assets.
- PershingPershing LLC · Jersey City, NJ · $283M100%
At year end, Silverberg Bernstein Capital Management’s separately managed accounts were mostly in stocks (67%) and cash (18%). Its reported 13F holdings for the quarter ended 30 June 2026 total $261M across 70 positions; the largest are Macom Tech Solutions Hldgs I (17.4%), Pdf Solutions Inc. (12.6%) and Harmonic Inc. (8.2%).
What the accounts hold
- Stocks67%
- Funds1%
- Bonds14%
- U.S. government and agency bonds12%
- State and local bonds1%
- High-yield corporate bonds1%
- Cash18%
How many clients does Silverberg Bernstein Capital Management have?
Silverberg Bernstein Capital Management has 135 clients and manages $283 million for them, as of March 2026. They include 98 individual clients, 33 high-net-worth individuals, and 2 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 6 March 2026
What services does Silverberg Bernstein Capital Management offer?
Silverberg Bernstein Capital Management provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Silverberg Bernstein Capital Management charge?
Silverberg Bernstein Capital Management charges up to 1.50% a year for its Asset Management. The fee is billed in advance, is negotiable and requires an account of at least $500,000.
Source: ADV 2A & 2B, filed 6 March 2026
Which custodians does Silverberg Bernstein Capital Management use?
Silverberg Bernstein Capital Management’s separately managed account assets are held at Pershing LLC (Jersey City, NJ), with $283M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 6 March 2026
How many financial advisors does Silverberg Bernstein Capital Management have?
Silverberg Bernstein Capital Management has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 0 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Silverberg Bernstein Capital Management invest in?
At the end of its last fiscal year, Silverberg Bernstein Capital Management’s separately managed accounts held 67% exchange-traded equities, 18% cash and equivalents, 12% U.S. government and agency bonds, 1% state and local bonds, 1% high-yield corporate bonds and 1% registered funds (mutual funds, ETFs, BDCs).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Silverberg Bernstein Capital Management have a minimum investment?
Yes, Silverberg Bernstein Capital Management’s minimum account size for its Asset Management is $500K.
Source: ADV 2A & 2B, filed 6 March 2026
Who owns Silverberg Bernstein Capital Management?
Silverberg Bernstein Capital Management’s direct owners are Jeffrey Bernstein (50% to 75%) and Irwin Silverberg (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 6 March 2026
How does Silverberg Bernstein Capital Management get paid?
Silverberg Bernstein Capital Management is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Silverberg Bernstein Capital Management?
Silverberg Bernstein Capital Management’s main office is at 4 Miller Circle, Armonk, NY 10504. Its phone number is 203-820-9107.