Top 5 financial advisor firms in Woodland Hills

5 SEC-registered financial advisor firms are headquartered in Woodland Hills, CA, with $2.72B in combined regulatory assets under management. The largest by assets are Tamar Securities ($1.52B), Oder Investment Management ($367M) and Paragon Financial Partners ($330M).

5
Financial advisor firms: $2.72B
Their combined AUM: $330M
Median firm AUM: 5,440
Clients of the top 5

The 5 largest by assets

1
Tamar Securities
RIA
$1.52B
Regulatory AUM
2
Oder Investment Management
RIA
$367M
1.00% to 1.00%
3
Paragon Financial Partners
RIA
$330M
0.65% to 1.25% a year
4
Hesen & Haslam
RIA
$284M
Regulatory AUM
5
Providence Financial and Insurance Services
RIA
$215M
1.25% to 1.50% a year

Profiles of the top 5

No. 1 · RIA

Tamar Securities

Tamar Securities is an investment adviser based in Woodland Hills, CA, registered with the SEC since 2010. It provides financial planning and investment management. Its clients include individual clients, high-net-worth individuals, and corporations and other businesses. Its regulatory assets under management total $1.52 billion, as filed on 10 April 2026.

Regulatory AUM: $1.52B
Clients: 4,219
Advisory staff: 18
Custodians: Charles Schwab
Headquarters: 22466 Ventura Boulevard, Woodland Hills, CA 91364
Phone: 818-914-7460
Website: tamarsecurities.com

No. 2 · RIA

Oder Investment Management

Oder Investment Management is an investment adviser based in Woodland Hills, CA, registered with the SEC since 2017. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $367 million, as filed on 14 August 2026.

Oder Investment Management charges 1.00% for its Investment Management Services. The brochure does not state whether the rate is annual.

Regulatory AUM: $367M
Clients: 201
Advisory staff: 4
Fee schedule: 1.00% to 1.00%
Custodians: Charles Schwab
Headquarters: 21300 Victory BLVD, Suite 855, Woodland Hills, CA 91367
Phone: 818-676-0036
Website: oderllc.com

No. 3 · RIA

Paragon Financial Partners

Paragon Financial Partners is an investment adviser based in Woodland Hills, CA, registered with the SEC since 2011. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $330 million, as filed on 18 March 2026.

Paragon Financial Partners charges 0.65%–1.25% a year for its Wealth Management Services.

Regulatory AUM: $330M
Clients: 127
Advisory staff: 2
Founded: 2011
Fee schedule: 0.65% to 1.25% a year
Custodians: Charles Schwab
Headquarters: 5850 Canoga Avenue, Suite 400, Woodland Hills, CA 91367
Phone: 310-557-1515
Website: paragonfinancialpartners.com

No. 4 · RIA

Hesen & Haslam

Hesen & Haslam is an investment adviser based in Woodland Hills, CA, registered with the SEC since 2017. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $284 million, as filed on 3 March 2026.

Regulatory AUM: $284M
Clients: 269
Advisory staff: 3
Founded: 2014
Custodians: LPL Financial
Headquarters: 21031 Ventura BLVD, Ste #424, Woodland Hills, CA 91364
Phone: 818-200-1107

No. 5 · RIA

Providence Financial and Insurance Services

Providence Financial and Insurance Services is an investment adviser based in Woodland Hills, CA, registered with the SEC since 2021. It provides financial planning and investment management. Its clients include individual clients and high-net-worth individuals. Its regulatory assets under management total $215 million, as filed on 4 May 2026.

Providence Financial and Insurance Services charges 1.25%–1.50% a year for its Investment management services.

Regulatory AUM: $215M
Clients: 624
Advisory staff: 6
Fee schedule: 1.25% to 1.50% a year
Minimum account: $250,000
Custodians: Charles Schwab
Headquarters: 6320 Canoga Avenue, Suite 600, Woodland Hills, CA 91367
Phone: 818-887-6443
Website: providencefinancialradio.com

Questions about financial advisors in Woodland Hills

How many financial advisor firms are headquartered in Woodland Hills?

5 SEC-registered financial advisor firms report their principal office in Woodland Hills, CA, managing $2.72B in regulatory assets between them. The other 2 advisers headquartered in the city are broker-dealers, other kinds of wealth firm, or fund and institutional managers.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Woodland Hills?

Tamar Securities, with $1.52B in regulatory assets under management on its latest Form ADV. The next largest are Oder Investment Management ($367M) and Paragon Financial Partners ($330M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Woodland Hills?

The median firm manages $330M in regulatory assets. That is the midpoint of the 5 firms headquartered in Woodland Hills.

Source: Form ADV Part 1A, Item 5.F

How much do financial advisors in Woodland Hills charge?

Of the 5 largest firms, 3 publish an asset-based fee schedule for their main service in their brochure. The highest rate in those schedules runs from 1.00% to 1.50% of assets, depending on the firm; each firm's fee is in its profile above.

Source: Form ADV Part 2A brochures, Item 5

How can I check a financial advisor's record in Woodland Hills?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

Woodland Hills has 5 financial advisor firms; see every adviser in the city →