Hesen & Haslam provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, education planning, estate planning, insurance, philanthropic planning, and tax planning.
Hesen & Haslam reports 269 clients. They include 196 individual clients, 65 high-net-worth individuals, and 8 pension and profit-sharing plans. Of its assets, 87.1% ($247M across 636 accounts) are managed with discretion; $36.7M across 8 accounts are not. A wrap fee program the firm both sponsors and manages holds $247M.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 73% | 32% |
| High-net-worth individuals | 24% | 55% |
| Pension and profit-sharing plans | 3% | 13% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 196 | $90.5M | 31.9% | $462K |
| High-net-worth individuals | 65 | $157M | 55.2% | $2.41M |
| Pension and profit-sharing plans | 8 | $36.7M | 12.9% | $4.58M |
| Total | 269 | $284M | 100% | $1.05M |
- Clients
- 196
- Regulatory AUM
- $90.5M
- AUM share
- 31.9%
- Avg. per client
- $462K
- Clients
- 65
- Regulatory AUM
- $157M
- AUM share
- 55.2%
- Avg. per client
- $2.41M
- Clients
- 8
- Regulatory AUM
- $36.7M
- AUM share
- 12.9%
- Avg. per client
- $4.58M
Total
- Clients
- 269
- Regulatory AUM
- $284M
- AUM share
- 100%
- Avg. per client
- $1.05M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Hesen & Haslam is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Financial Planning & Consulting
- Financial planning and consulting are billed hourly, not exceeding $350 an hour, or as a flat fee not exceeding $10,000, with a retainer of 50%.
- Retirement Plan Consulting
- Retirement plan consulting is billed hourly or as a flat fee, or as a percentage of plan assets that will not exceed 1.25%.
Ryan Haslam owns 50% to 75% of Hesen & Haslam. The leadership team of Hesen & Haslam includes Chief Compliance Officer Mitchell Hesen. It has 5 employees, 3 of them in advisory roles.
Leadership
- Mitchell HesenManaging Member and Chief Compliance Officer
- Ryan HaslamManaging Member
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
- Ryan O Haslam
- Mitchell Hutto Hesen
Staff
- 5 employees
- 3 in advisory functions
- 2 state-registered reps
- 3 broker-dealer reps
- 2 insurance agents
- Owns 50% to 75% of Hesen & Haslam, LLC
Ryan Haslam
Control person · since March 2014
- Owns 50% to 75% of Hesen & Haslam, LLC
Mitchell Hesen
Control person · since March 2014
Hesen & Haslam’s regulatory assets grew from $212M (March 2021) to $284M (March 2026); clients rose from 249 to 269 and employees were 5 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $284M | 269 | 5 | 1 |
| July 2025 | $250M | 304 | 5 | 1 |
| June 2024 | $194M | 291 | 5 | 1 |
| March 2023 | $177M | 258 | 5 | 1 |
| February 2022 | $229M | 265 | 5 | 1 |
| March 2021 | $212M | 249 | 5 | 1 |
Besides its headquarters, Hesen & Haslam has 0 offices, with 1 listed address in California.
California · 1 listed address
- 21031 Ventura BLVD, Ste #424, Woodland HillsHQ
Other business names
Hesen & Haslam has reported 1 other business name to the SEC.
- Hesen & Haslam, Retirement Income Specialists
Contact and registration details
- Legal name
- Hesen & Haslam, LLC
- Headquarters
- 21031 Ventura BLVD, Ste #424, Woodland Hills, CA 91364
- Website
- Not reported
- Phone
- 818-200-1107
- SEC file
- 801-110192
- Founded
- 2014
- Structure
- California LLC
- Fiscal year end
- December
Hesen & Haslam uses LPL Financial ($247M) as custodian for its separately managed accounts. Hesen & Haslam has custody of $14.4M in client assets for 14 clients.
- LPL FinancialLPL Financial LLC · Boston, MA · $247M100%
At year end, Hesen & Haslam’s separately managed accounts were mostly in funds (92%).
What the accounts hold
- Stocks5%
- Funds92%
- Cash3%
How many clients does Hesen & Haslam have?
Hesen & Haslam has 269 clients and manages $284 million for them, as of March 2026. They include 196 individual clients, 65 high-net-worth individuals, and 8 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 3 March 2026
What services does Hesen & Haslam offer?
Hesen & Haslam provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, education planning, estate planning, insurance, philanthropic planning, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
Which custodians does Hesen & Haslam use?
Hesen & Haslam’s separately managed account assets are held at LPL Financial LLC (Boston, MA), with $247M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 3 March 2026
How many financial advisors does Hesen & Haslam have?
Hesen & Haslam has 2 investment adviser representatives registered with state securities authorities, out of 5 employees, and 3 perform investment advisory functions. 3 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Hesen & Haslam invest in?
At the end of its last fiscal year, Hesen & Haslam’s separately managed accounts held 92% registered funds (mutual funds, ETFs, BDCs), 5% exchange-traded equities and 3% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Hesen & Haslam?
Hesen & Haslam’s direct owners are Ryan Haslam (50% to 75%) and Mitchell Hesen (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 3 March 2026
How does Hesen & Haslam get paid?
Hesen & Haslam is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Hesen & Haslam?
Hesen & Haslam’s main office is at 21031 Ventura BLVD, Ste #424, Woodland Hills, CA 91364. Its phone number is 818-200-1107.