Providence Financial and Insurance Services provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, publishing newsletters, and educational seminars.
Providence Financial and Insurance Services reports 624 clients. They include 582 individual clients and 42 high-net-worth individuals. Of its assets, 100.0% ($215M across 1,524 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 93% | 70% |
| High-net-worth individuals | 7% | 30% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 582 | $151M | 70.3% | $260K |
| High-net-worth individuals | 42 | $63.9M | 29.7% | $1.52M |
| Total | 624 | $215M | 100% | $345K |
- Clients
- 582
- Regulatory AUM
- $151M
- AUM share
- 70.3%
- Avg. per client
- $260K
- Clients
- 42
- Regulatory AUM
- $63.9M
- AUM share
- 29.7%
- Avg. per client
- $1.52M
Total
- Clients
- 624
- Regulatory AUM
- $215M
- AUM share
- 100%
- Avg. per client
- $345K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Providence Financial and Insurance Services charges 1.25%–1.50% a year for its Investment management services. The fee is billed in arrears, is negotiable and requires an account of at least $250,000.
Fee details and sources
Anthony Saccaro owns 75% or more of Providence Financial and Insurance Services. The leadership team of Providence Financial and Insurance Services includes President Anthony Saccaro. It has 16 employees, 6 of them in advisory roles.
Leadership
Anthony SaccaroPresident, CCO
Investment adviser representatives
6 representatives listed in the SEC register as of 9 October 2026.
Staff
- 16 employees
- 6 in advisory functions
- 6 state-registered reps
- 6 insurance agents
- Owns 75% or more of Providence Financial and Insurance Services, Inc
Anthony Saccaro
Control person · since July 1999
Providence Financial and Insurance Services’ regulatory assets grew 1.9× from $111M (June 2021) to $215M (May 2026); clients were 624 in both filings and employees rose from 2 to 16.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| May 2026 | $215M | 624 | 16 | 3 |
| March 2025 | $190M | 625 | 17 | 2 |
| March 2024 | $153M | 555 | 14 | 2 |
| February 2023 | $131M | 693 | 8 | 1 |
| March 2022 | $119M | 1,137 | 2 | 1 |
| June 2021 | $111M | 636 | 2 | 1 |
Besides its headquarters, Providence Financial and Insurance Services has 2 offices, with 3 listed addresses in California.
California · 3 listed addresses
- 6320 Canoga Avenue, Suite 600, Woodland HillsHQ
- 27240 Turnberry Lane, Suite 200, Valencia
- 1600 Rosecrans Avenue, Manhattan Beach
Contact and registration details
- Legal name
- Providence Financial and Insurance Services, Inc
- Headquarters
- 6320 Canoga Avenue, Suite 600, Woodland Hills, CA 91367
- Website
- providencefinancialradio.com
- Phone
- 818-887-6443
- SEC file
- 801-121770
- Structure
- California corporation
- Fiscal year end
- December
Providence Financial and Insurance Services uses Charles Schwab ($215M) as custodian for its separately managed accounts. Providence Financial and Insurance Services does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $215M100%
At year end, Providence Financial and Insurance Services’ separately managed accounts were mostly in stocks (63%) and bonds (17%).
What the accounts hold
- Stocks63%
- Exchange-traded equities62%
- Non-exchange-traded equities1%
- Funds16%
- Bonds17%
- High-yield corporate bonds9%
- Investment grade corporate bonds8%
- Cash4%
How many clients does Providence Financial and Insurance Services have?
Providence Financial and Insurance Services has 624 clients and manages $215 million for them, as of May 2026. They include 582 individual clients and 42 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 4 May 2026
What services does Providence Financial and Insurance Services offer?
Providence Financial and Insurance Services provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, publishing newsletters, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Providence Financial and Insurance Services charge?
Providence Financial and Insurance Services charges 1.25%–1.50% a year for its Investment management services. The fee is billed in arrears, is negotiable and requires an account of at least $250,000.
Which custodians does Providence Financial and Insurance Services use?
Providence Financial and Insurance Services’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $215M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 4 May 2026
How many financial advisors does Providence Financial and Insurance Services have?
Providence Financial and Insurance Services has 6 investment adviser representatives registered with state securities authorities, out of 16 employees, and 6 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 6 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Providence Financial and Insurance Services invest in?
At the end of its last fiscal year, Providence Financial and Insurance Services’ separately managed accounts held 62% exchange-traded equities, 16% registered funds (mutual funds, ETFs, BDCs), 9% high-yield corporate bonds, 8% investment grade corporate bonds, 4% cash and equivalents and 1% non-exchange-traded equities.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Providence Financial and Insurance Services have a minimum investment?
Yes, Providence Financial and Insurance Services’ minimum account size for its Investment management services is $250K.
Who owns Providence Financial and Insurance Services?
Providence Financial and Insurance Services’ direct owner is Anthony Saccaro (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 4 May 2026
How does Providence Financial and Insurance Services get paid?
Providence Financial and Insurance Services is paid through a percentage of assets under management and commissions. Its Form ADV lists no performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Providence Financial and Insurance Services?
Providence Financial and Insurance Services’ main office is at 6320 Canoga Avenue, Suite 600, Woodland Hills, CA 91367. Its phone number is 818-887-6443. Its website is providencefinancialradio.com.