Zachary Gunderson has been an investment adviser representative at Providence Financial and Insurance Services since November 2023, and is not listed among the firm’s executive officers or direct owners.
Providence Financial and Insurance Services, Inc is a Woodland Hills, CA firm with $215M under management, 624 clients and 6 advisers across 3 offices, as of its May 2026 filing.
Zachary Gunderson is an investment adviser representative of Providence Financial & Insurance Services, Inc. He has a decade of experience in the area of income generation.
Zachary Gunderson’s longest registration is the current one, 2 years at Providence Financial and Insurance Services since 2023. Before joining Providence Financial and Insurance Services in 2023, Zachary Gunderson was registered through LPL Financial LLC.
- – present · 2 yearsWoodland Hills, CA · Adviser representative · Firm CRD 141988
- LPL Financial LLC– · under a yearChatsworth, CA · Adviser representative · Firm CRD 6413
Investment adviser representative registrations
Zachary Gunderson is registered as an investment adviser representative in California, since November 2023.
- CaliforniaSince 16 November 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 13 May 2022 |
| Series 7TO | General Securities Representative Examination | 4 April 2022 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 17 December 2015 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 17 February 2015 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Zachary David Gunderson
- CRD
- 6240783
- Firm
- Providence Financial and Insurance Services · CRD 141988
- Office
- 6320 CANOGA AVENUE, SUITE 600, Woodland Hills, CA 91367
- Registration
- Investment adviser registration
- In the industry since
- February 2016
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- providencefinancialinc.com
Where does Zachary Gunderson work?
Zachary Gunderson is an investment adviser representative registered through Providence Financial and Insurance Services, Inc since November 2023, and is not listed among the firm’s executive officers or direct owners.
Is Zachary Gunderson a financial advisor?
Yes. Zachary Gunderson has a current investment-adviser registration in California, through Providence Financial and Insurance Services since November 2023.
How many years of experience does Zachary Gunderson have?
Zachary Gunderson has 10 years in the financial industry, since February 2016, across 2 adviser firms.
What exams has Zachary Gunderson passed?
Zachary Gunderson has passed 4 licensing exams: the Series 6, Series 63, Series 7TO and Series 65. The earliest, the Series 6, was passed in February 2015. FINRA credited Zachary Gunderson with the SIE, which began in October 2018.
Where did Zachary Gunderson work before Providence Financial and Insurance Services?
Before Providence Financial and Insurance Services, Zachary Gunderson was registered through LPL Financial LLC, May 2022 to November 2022.
Where is Zachary Gunderson based?
Zachary Gunderson’s registered office is in Woodland Hills, CA.
Is Zachary Gunderson registered with FINRA?
No. Zachary Gunderson has no current broker registration.
How can I verify Zachary Gunderson’s record?
Search CRD 6240783 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Zachary Gunderson’s full registration record.
