Anthony Saccaro has been President, CCO of Providence Financial and Insurance Services since July 1999, is a control person of the firm and directly owns 75% or more of it.
Providence Financial and Insurance Services, Inc is a Woodland Hills, CA firm with $215M under management, 624 clients and 6 advisers across 3 offices, as of its May 2026 filing.
Anthony Saccaro is President/CEO of Providence Financial & Insurance Services, Inc. He founded the firm in 1999. He hosts the Providence Financial Retirement Show and is the author of the book More Life Than Money: How Not to Outlive Your Savings. He is also a board member of Advisors' Academy.
Anthony Saccaro’s longest registration is the current one, 14 years at Providence Financial and Insurance Services since 2011. Before joining Providence Financial and Insurance Services in 2011, Anthony Saccaro was registered through Ing Financial Partners, Inc.
- – present · 14 yearsWoodland Hills, CA · Adviser representative · Firm CRD 141988
- Ing Financial Partners, Inc– · under a yearWoodland Hills, CA · Adviser representative · Firm CRD 2882
Professional designations
Listed by Providence Financial and Insurance Services
- ChFC
Investment adviser representative registrations
Anthony Saccaro is registered as an investment adviser representative in California, since November 2011.
- CaliforniaSince 9 November 2011
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 16 July 2026 |
| Series 6TO | Investment Company Products/Variable Contracts Representative Examination | 25 June 2026 |
| SIE | Securities Industry Essentials Examination | 7 May 2026 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 26 October 2007 |
| Series 65 | Uniform Investment Adviser Law Examination | 8 September 2006 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Anthony Alan Saccaro
- CRD
- 5230816
- Firm
- Providence Financial and Insurance Services · CRD 141988
- Role
- President, CCO
- Office
- 6320 CANOGA AVENUE, SUITE 600, Woodland Hills, CA 91367
- Registration
- Investment adviser and broker registrations
- In the industry since
- July 2011
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- providencefinancialinc.com
Where does Anthony Saccaro work?
Anthony Saccaro has been President, CCO of Providence Financial and Insurance Services, Inc since July 1999, and is a control person of the firm.
Is Anthony Saccaro a financial advisor?
Yes. Anthony Saccaro has a current investment-adviser registration in California, through Providence Financial and Insurance Services since November 2011.
How many years of experience does Anthony Saccaro have?
Anthony Saccaro has 15 years in the financial industry, since July 2011, across 2 adviser firms.
What exams has Anthony Saccaro passed?
Anthony Saccaro has passed 5 licensing exams: the Series 65, Series 6, SIE, Series 6TO and Series 63. The earliest, the Series 65, was passed in September 2006.
Where did Anthony Saccaro work before Providence Financial and Insurance Services?
Before Providence Financial and Insurance Services, Anthony Saccaro was registered through Ing Financial Partners, Inc, November 2007 to February 2008.
Where is Anthony Saccaro based?
Anthony Saccaro’s registered office is in Woodland Hills, CA.
Is Anthony Saccaro registered with FINRA?
Yes. Anthony Saccaro has a current broker registration, under CRD 5230816.
Source: FINRA BrokerCheck
How can I verify Anthony Saccaro’s record?
Search CRD 5230816 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Anthony Saccaro’s full registration record.