Jake Sarnoff has been an investment adviser representative at Providence Financial and Insurance Services since August 2025, and is not listed among the firm’s executive officers or direct owners.
Providence Financial and Insurance Services, Inc is a Woodland Hills, CA firm with $215M under management, 624 clients and 6 advisers across 3 offices, as of its May 2026 filing.
Jake Sarnoff is an investment adviser representative of Providence Financial & Insurance Services, Inc. He specializes in portfolios designed to generate consistent, long-term income. He is in his fourth year in the industry. Before his advisory career, he spent a decade as a professional golfer.
Jake Sarnoff’s longest registration is the current one, 1 year at Providence Financial and Insurance Services since 2025. Before joining Providence Financial and Insurance Services in 2025, Jake Sarnoff was registered through Esi Financial Advisors.
- – present · 1 yearWoodland Hills, CA · Adviser representative · Firm CRD 141988
- Esi Financial Advisors– · under a yearIrvine, CA · Adviser representative · Firm CRD 265
Investment adviser representative registrations
Jake Sarnoff is registered as an investment adviser representative in California, since August 2025.
- CaliforniaSince 1 August 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7TO | General Securities Representative Examination | 22 February 2025 |
| SIE | Securities Industry Essentials Examination | 23 January 2025 |
| Series 63 | Uniform Securities Agent State Law Examination | 10 January 2025 |
| Series 65 | Uniform Investment Adviser Law Examination | 3 January 2025 |
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Jake Isaac Sarnoff
- CRD
- 7835096
- Firm
- Providence Financial and Insurance Services · CRD 141988
- Office
- 6320 CANOGA AVENUE, SUITE 600, Woodland Hills, CA 91367
- Registration
- Investment adviser registration
- In the industry since
- February 2025
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- providencefinancialinc.com
Where does Jake Sarnoff work?
Jake Sarnoff is an investment adviser representative registered through Providence Financial and Insurance Services, Inc since August 2025, and is not listed among the firm’s executive officers or direct owners.
Is Jake Sarnoff a financial advisor?
Yes. Jake Sarnoff has a current investment-adviser registration in California, through Providence Financial and Insurance Services since August 2025.
How many years of experience does Jake Sarnoff have?
Jake Sarnoff has 1 year in the financial industry, since February 2025, across 2 adviser firms.
What exams has Jake Sarnoff passed?
Jake Sarnoff has passed 4 licensing exams: the Series 65, Series 63, SIE and Series 7TO. The earliest, the Series 65, was passed in January 2025.
Where did Jake Sarnoff work before Providence Financial and Insurance Services?
Before Providence Financial and Insurance Services, Jake Sarnoff was registered through Esi Financial Advisors, January 2025 to July 2025.
Where is Jake Sarnoff based?
Jake Sarnoff’s registered office is in Woodland Hills, CA.
Is Jake Sarnoff registered with FINRA?
No. Jake Sarnoff has no current broker registration.
How can I verify Jake Sarnoff’s record?
Search CRD 7835096 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jake Sarnoff’s full registration record.
