Lorraine Grossman has been an investment adviser representative at Providence Financial and Insurance Services since March 2017, and is not listed among the firm’s executive officers or direct owners.
Providence Financial and Insurance Services, Inc is a Woodland Hills, CA firm with $215M under management, 624 clients and 6 advisers across 3 offices, as of its May 2026 filing.
Lorraine Grossman is an investment adviser representative of Providence Financial & Insurance Services, Inc. She has over 20 years of administrative experience in the legal and financial fields.
- – present · 9 yearsWoodland Hills, CA · Adviser representative · Firm CRD 141988
Investment adviser representative registrations
Lorraine Grossman is registered as an investment adviser representative in California, since March 2017.
- CaliforniaSince 2 March 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 29 June 2016 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Lorraine Ann Grossman
- CRD
- 6757972
- Firm
- Providence Financial and Insurance Services · CRD 141988
- Office
- 6320 CANOGA AVENUE, SUITE 600, Woodland Hills, CA 91367
- Registration
- Investment adviser registration
- In the industry since
- March 2017
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- providencefinancialinc.com
Where does Lorraine Grossman work?
Lorraine Grossman is an investment adviser representative registered through Providence Financial and Insurance Services, Inc since March 2017, and is not listed among the firm’s executive officers or direct owners.
Is Lorraine Grossman a financial advisor?
Yes. Lorraine Grossman has a current investment-adviser registration in California, through Providence Financial and Insurance Services since March 2017.
How many years of experience does Lorraine Grossman have?
Lorraine Grossman has 9 years in the financial industry, since March 2017, across 1 adviser firm.
What exams has Lorraine Grossman passed?
Lorraine Grossman passed the Series 65 in June 2016.
Where is Lorraine Grossman based?
Lorraine Grossman’s registered office is in Woodland Hills, CA.
Is Lorraine Grossman registered with FINRA?
No. Lorraine Grossman has no current broker registration.
How can I verify Lorraine Grossman’s record?
Search CRD 6757972 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Lorraine Grossman’s full registration record.
