Eric Dizon has been an investment adviser representative at Providence Financial and Insurance Services since June 2026, and is not listed among the firm’s executive officers or direct owners.
Providence Financial and Insurance Services, Inc is a Woodland Hills, CA firm with $215M under management, 624 clients and 6 advisers across 3 offices, as of its May 2026 filing.
Eric Dizon’s longest registration was 2 years at Wells Fargo Investments, LLC (2006–2009). Before joining Providence Financial and Insurance Services in 2026, Eric Dizon was registered through Edward Jones and Wells Fargo Investments, LLC.
- – present · under a yearWoodland Hills, CA · Adviser representative · Firm CRD 141988
- Edward Jones– · under a yearPalmdale, CA · Adviser representative · Firm CRD 250
- Wells Fargo Investments, LLC– · 2 yearsPalmdale, CA · Adviser representative · Firm CRD 10582
Investment adviser representative registrations
Eric Dizon is registered as an investment adviser representative in California, since June 2026.
- CaliforniaSince 30 June 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 25 June 2025 |
| Series 7TO | General Securities Representative Examination | 3 June 2025 |
| SIE | Securities Industry Essentials Examination | 6 May 2025 |
| Series 55 | Limited Representative-Equity Trader Exam | 30 March 2000 |
| Series 63 | Uniform Securities Agent State Law Examination | 6 October 1993 |
| Series 7 | General Securities Representative Examination | 7 September 1993 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Limited Representative-Equity Trader Exam
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Eric K Dizon
- CRD
- 2387781
- Firm
- Providence Financial and Insurance Services · CRD 141988
- Office
- 6320 CANOGA AVENUE, SUITE 600, Woodland Hills, CA 91367
- Registration
- Investment adviser registration
- In the industry since
- July 2010
- Disciplinary history
- Not yet shown here · SEC record
Where does Eric Dizon work?
Eric Dizon is an investment adviser representative registered through Providence Financial and Insurance Services, Inc since June 2026, and is not listed among the firm’s executive officers or direct owners.
Is Eric Dizon a financial advisor?
Yes. Eric Dizon has a current investment-adviser registration in California, through Providence Financial and Insurance Services since June 2026.
How many years of experience does Eric Dizon have?
Eric Dizon has 16 years in the financial industry, since July 2010, across 3 adviser firms.
What exams has Eric Dizon passed?
Eric Dizon has passed 6 licensing exams: the Series 7, Series 63, Series 55, SIE, Series 7TO and Series 66. The earliest, the Series 7, was passed in September 1993.
Where did Eric Dizon work before Providence Financial and Insurance Services?
Before Providence Financial and Insurance Services, Eric Dizon was registered through Edward Jones, August 2025 to June 2026; Wells Fargo Investments, LLC, September 2006 to May 2009.
Where is Eric Dizon based?
Eric Dizon’s registered office is in Woodland Hills, CA.
Is Eric Dizon registered with FINRA?
No. Eric Dizon has no current broker registration.
How can I verify Eric Dizon’s record?
Search CRD 2387781 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Eric Dizon’s full registration record.
