United Advisors America provides financial planning, portfolio management for individuals and small businesses, and pension consulting.
United Advisors America reports 2,809 clients. They include 2,752 individual clients and 57 high-net-worth individuals. Of its assets, 97.3% ($434M across 2,717 accounts) are managed with discretion; $12.2M across 92 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 98% | 79% |
| High-net-worth individuals | 2% | 21% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 2,752 | $352M | 78.9% | $128K |
| High-net-worth individuals | 57 | $94.2M | 21.1% | $1.65M |
| Total | 2,809 | $447M | 100% | $159K |
- Clients
- 2,752
- Regulatory AUM
- $352M
- AUM share
- 78.9%
- Avg. per client
- $128K
- Clients
- 57
- Regulatory AUM
- $94.2M
- AUM share
- 21.1%
- Avg. per client
- $1.65M
Total
- Clients
- 2,809
- Regulatory AUM
- $447M
- AUM share
- 100%
- Avg. per client
- $159K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
United Advisors America is paid through a percentage of assets under management. The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure.
Follett Financial Holdings, LLC owns 75% or more of United Advisors America and is in turn owned by Richard Follett (25–50%), James Boyles (25–50%) and Beau Follett (25–50%). The leadership team of United Advisors America includes President Richard Follett, Chief Operating Officer Aubrey Paganelli and Chief Compliance Officer Vincent Ammirato. It has 28 employees, 24 of them in advisory roles.
Staff
- 28 employees
- 24 in advisory functions
- 24 state-registered reps
- 22 insurance agents
- Owns 75% or more of United Advisors America Corporation
Follett Financial Holdings, LLC
Control person · since July 2008
- Owns 25% to 50% of Follett Financial Holdings, LLC
Richard Follett
Control person · since July 2008
- Owns 25% to 50% of Follett Financial Holdings, LLC
James Boyles
Control person · since July 2008
- Owns 25% to 50% of Follett Financial Holdings, LLC
Beau Follett
Control person · since July 2008
United Advisors America’s regulatory assets grew 3.5× from $129M (January 2021) to $447M (August 2026); clients rose from 957 to 2,809 and employees were 28 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Aug 2026August 2026 | $447M | 2,809 | 28 | 1 |
| Jun 2025June 2025 | $354M | 1,751 | 25 | 1 |
| May 2024May 2024 | $260M | 1,738 | 27 | 1 |
| Mar 2023March 2023 | $194M | 1,475 | 28 | 1 |
| May 2022May 2022 | $183M | 1,295 | 30 | 1 |
| Jan 2021January 2021 | $129M | 957 | 27 | 1 |
Besides its headquarters, United Advisors America has 0 offices, with 1 listed address in 1 state.
Texas · 1 listed address
- 290 S Preston Road, Suite 220, ProsperHQ
Contact and registration details
- Legal name
- United Advisors America Corporation
- Headquarters
- 290 S Preston Road, Suite 220, Prosper, TX 75078
- Website
- unitedadvisors.com
- Phone
- 877-443-0610
- @united-advisors-america
- SEC file
- 801-114134
- Structure
- Delaware corporation
- Fiscal year end
- December
United Advisors America’s named custodian for separately managed accounts is Charles Schwab ($447M). United Advisors America has custody of $4.21M for 12 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $447M100%
At year end, United Advisors America’s separately managed accounts were mostly in funds (89%).
What the accounts hold
- Stocks3%
- Funds89%
- Bonds3%
- U.S. government and agency bonds1%
- State and local bonds1%
- Investment grade corporate bonds1%
- Cash5%
How many clients does United Advisors America have?
United Advisors America has 2,809 clients and manages $447 million for them, as of August 2026. They include 2,752 individual clients and 57 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 13 August 2026
What services does United Advisors America offer?
United Advisors America provides financial planning, portfolio management for individuals and small businesses, and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does United Advisors America use?
United Advisors America’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $447M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 13 August 2026
How many financial advisors does United Advisors America have?
United Advisors America has 24 investment adviser representatives registered with state securities authorities, out of 28 employees, and 24 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 22 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does United Advisors America invest in?
At the end of its last fiscal year, United Advisors America’s separately managed accounts held 89% registered funds (mutual funds, ETFs, BDCs), 5% cash and equivalents, 3% exchange-traded equities, 1% U.S. government and agency bonds, 1% state and local bonds and 1% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns United Advisors America?
United Advisors America is owned through a holding company by Richard and Beau Follett and James Boyles. Its direct owner is Follett Financial Holdings, LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 13 August 2026
How does United Advisors America get paid?
United Advisors America is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact United Advisors America?
United Advisors America’s main office is at 290 S Preston Road, Suite 220, Prosper, TX 75078. Its phone number is 877-443-0610. Its website is unitedadvisors.com.