Anthony Ackerman has been an investment adviser representative at United Advisors America since February 2025, and is not listed among the firm’s executive officers or direct owners.
United Advisors America Corporation is a Prosper, TX firm with $447M under management, 2,809 clients and 24 advisers in one office, as of its August 2026 filing.
Anthony Ackerman’s longest registration was 4 years at New England Securities Corporation (2008–2012). Before joining United Advisors America in 2025, Anthony Ackerman was registered through Pyxis Capital Inc. and The Broughton Investment Group, Inc.
- United Advisors AmericaCurrent– present · 1 yearSugar Land, TX · Adviser representative · Firm CRD 147350
- Pyxis Capital Inc.– · under a yearKaty, TX · Adviser representative · Firm CRD 323297
- The Broughton Investment Group, Inc.– · 3 yearsHouston, TX · Adviser representative · Firm CRD 164389
- Sequent Planning, LLC– · under a yearSugar Land, TX · Adviser representative · Firm CRD 160381
- Redhawk Wealth Advisors, Inc.– · 1 yearSugar Land, TX · Adviser representative · Firm CRD 146616
- Redhawk Wealth Advisors, Inc.– · 1 yearSugar Land, TX · Adviser representative · Firm CRD 146616
- Investment Advisors– · 2 yearsSugar Land, TX · Adviser representative · Firm CRD 15708
- New England Securities Corporation– · 4 yearsHouston, TX · Adviser representative · Firm CRD 615
Investment adviser representative registrations
Anthony Ackerman is registered as an investment adviser representative in Texas, since February 2025.
- TexasSince 21 February 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 25 January 2010 |
| Series 65 | Uniform Investment Adviser Law Examination | 22 February 2008 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 14 September 2007 |
| Series 63 | Uniform Securities Agent State Law Examination | 4 September 2007 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Anthony Louis Ackerman
- CRD
- 5404842
- Firm
- United Advisors America · CRD 147350
- Office
- Sugar Land, TX
- Registration
- Investment adviser registration
- In the industry since
- January 2012
- Disciplinary history
- Not yet shown here · SEC record
Where does Anthony Ackerman work?
Anthony Ackerman is an investment adviser representative registered through United Advisors America Corporation since February 2025, and is not listed among the firm’s executive officers or direct owners.
Is Anthony Ackerman a financial advisor?
Yes. Anthony Ackerman has a current investment-adviser registration in Texas, through United Advisors America since February 2025.
How many years of experience does Anthony Ackerman have?
Anthony Ackerman has 14 years in the financial industry, since January 2012, across 7 adviser firms.
What exams has Anthony Ackerman passed?
Anthony Ackerman has passed 4 licensing exams: the Series 63, Series 6, Series 65 and Series 7. The earliest, the Series 63, was passed in September 2007. FINRA credited Anthony Ackerman with the SIE, which began in October 2018.
Where did Anthony Ackerman work before United Advisors America?
Before United Advisors America, Anthony Ackerman was registered through Pyxis Capital Inc., April 2023 to May 2023; The Broughton Investment Group, Inc., October 2019 to November 2022; Sequent Planning, LLC, September 2018 to August 2019; Redhawk Wealth Advisors, Inc., May 2017 to May 2018; Redhawk Wealth Advisors, Inc., June 2015 to July 2016; Investment Advisors, March 2013 to May 2015; New England Securities Corporation, April 2008 to November 2012.
Where is Anthony Ackerman based?
Anthony Ackerman’s registered office is in Sugar Land, TX.
Is Anthony Ackerman registered with FINRA?
No. Anthony Ackerman has no current broker registration.
How can I verify Anthony Ackerman’s record?
Search CRD 5404842 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Anthony Ackerman’s full registration record.