Leslie Pincombe has been an investment adviser representative at United Advisors America since April 2017, and is not listed among the firm’s executive officers or direct owners.
United Advisors America Corporation is a Prosper, TX firm with $447M under management, 2,809 clients and 24 advisers in one office, as of its August 2026 filing.
Leslie Pincombe’s longest registration is the current one, 9 years at United Advisors America since 2017. Before joining United Advisors America in 2017, Leslie Pincombe was registered through Fifth Third Securities, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
- United Advisors AmericaCurrent– present · 9 yearsPleasant Prairie, WI · Adviser representative · Firm CRD 147350
- Fifth Third Securities, Inc.– · 6 yearsSt. Charles, IL · Adviser representative · Firm CRD 628
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 8 yearsRockford, IL · Adviser representative · Firm CRD 7691
Investment adviser representative registrations
Leslie Pincombe is registered as an investment adviser representative in 5 states, as a resident of Texas. The first approvals date from July 2021; the most recent is Illinois, in July 2026.
- FloridaSince 20 March 2026
- IllinoisSince 20 July 2026
- MinnesotaSince 20 May 2024
- TexasResidentSince 22 February 2026
- WisconsinSince 27 July 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 28 October 2000 |
| Series 7 | General Securities Representative Examination | 8 July 2000 |
| Series 65 | Uniform Investment Adviser Law Examination | 30 January 1998 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 24 October 1985 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Leslie Lyle Pincombe
- CRD
- 1399800
- Firm
- United Advisors America · CRD 147350
- Office
- Pleasant Prairie, WI
- Registration
- Investment adviser registration
- In the industry since
- November 2002
- Disciplinary history
- Not yet shown here · SEC record
Where does Leslie Pincombe work?
Leslie Pincombe is an investment adviser representative registered through United Advisors America Corporation since April 2017, and is not listed among the firm’s executive officers or direct owners.
Is Leslie Pincombe a financial advisor?
Yes. Leslie Pincombe has a current investment-adviser registration in Florida, Illinois, Minnesota, Texas and Wisconsin, through United Advisors America since April 2017.
How many years of experience does Leslie Pincombe have?
Leslie Pincombe has 23 years in the financial industry, since November 2002, across 3 adviser firms.
What exams has Leslie Pincombe passed?
Leslie Pincombe has passed 4 licensing exams: the Series 6, Series 65, Series 7 and Series 63. The earliest, the Series 6, was passed in October 1985. FINRA credited Leslie Pincombe with the SIE, which began in October 2018.
Where did Leslie Pincombe work before United Advisors America?
Before United Advisors America, Leslie Pincombe was registered through Fifth Third Securities, Inc., June 2009 to June 2015; Merrill Lynch, Pierce, Fenner & Smith Incorporated, January 2001 to May 2009.
Where is Leslie Pincombe based?
Leslie Pincombe’s registered office is in Pleasant Prairie, WI.
Is Leslie Pincombe registered with FINRA?
No. Leslie Pincombe has no current broker registration.
How can I verify Leslie Pincombe’s record?
Search CRD 1399800 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Leslie Pincombe’s full registration record.