Michael Dougherty has been an investment adviser representative at United Advisors America since November 2011, and is not listed among the firm’s executive officers or direct owners.
United Advisors America Corporation is a Prosper, TX firm with $447M under management, 2,809 clients and 24 advisers in one office, as of its August 2026 filing.
- United Advisors AmericaCurrent– present · 14 yearsEden Praire, MN · Adviser representative · Firm CRD 147350
Investment adviser representative registrations
Michael Dougherty is registered as an investment adviser representative in 3 states. The first approvals date from October 2018; the most recent are Missouri and Wisconsin, in February 2026.
- MinnesotaSince 17 October 2018
- MissouriSince 20 February 2026
- WisconsinSince 20 February 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7 | General Securities Representative Examination | 15 February 1986 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 15 February 1985 |
| Series 22 | Direct Participation Programs Representative Examination | 25 July 1984 |
| Series 63 | Uniform Securities Agent State Law Examination | 24 July 1984 |
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Direct Participation Programs Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Michael Patrick Dougherty
- CRD
- 1287396
- Firm
- United Advisors America · CRD 147350
- Office
- Eden Praire, MN
- Registration
- Investment adviser registration
- In the industry since
- November 2011
- Disciplinary history
- Not yet shown here · SEC record
Where does Michael Dougherty work?
Michael Dougherty is an investment adviser representative registered through United Advisors America Corporation since November 2011, and is not listed among the firm’s executive officers or direct owners.
Is Michael Dougherty a financial advisor?
Yes. Michael Dougherty has a current investment-adviser registration in Minnesota, Missouri and Wisconsin, through United Advisors America since November 2011.
How many years of experience does Michael Dougherty have?
Michael Dougherty has 14 years in the financial industry, since November 2011, across 1 adviser firm.
What exams has Michael Dougherty passed?
Michael Dougherty has passed 4 licensing exams: the Series 63, Series 22, Series 6 and Series 7. The earliest, the Series 63, was passed in July 1984.
Where is Michael Dougherty based?
Michael Dougherty’s registered office is in Eden Praire, MN.
Is Michael Dougherty registered with FINRA?
No. Michael Dougherty has no current broker registration.
How can I verify Michael Dougherty’s record?
Search CRD 1287396 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Michael Dougherty’s full registration record.