Thomas Barten has been an investment adviser representative at United Advisors America since June 2021, and is not listed among the firm’s executive officers or direct owners.
United Advisors America Corporation is a Prosper, TX firm with $447M under management, 2,809 clients and 24 advisers in one office, as of its August 2026 filing.
Thomas Barten’s longest registration was 8 years at U.S. Bancorp Investments, Inc. (2013–2021). Before joining United Advisors America in 2021, Thomas Barten was registered through U.S. Bancorp Investments, Inc. and Edward Jones.
- United Advisors AmericaCurrent– present · 5 yearsBloomington, MN · Adviser representative · Firm CRD 147350
- U.S. Bancorp Investments, Inc.– · 8 yearsSaint Paul, MN · Adviser representative · Firm CRD 17868
- Edward Jones– · under a yearMankato, MN · Adviser representative · Firm CRD 250
Investment adviser representative registrations
Thomas Barten is registered as an investment adviser representative in 2 states. The first approvals date from June 2021; the most recent is Wisconsin, in January 2025.
- MinnesotaSince 9 June 2021
- WisconsinSince 7 January 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 14 July 2011 |
| Series 7 | General Securities Representative Examination | 27 April 2011 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Thomas Allen Barten
- CRD
- 5900636
- Firm
- United Advisors America · CRD 147350
- Office
- Bloomington, MN
- Registration
- Investment adviser registration
- In the industry since
- December 2011
- Disciplinary history
- Not yet shown here · SEC record
Where does Thomas Barten work?
Thomas Barten is an investment adviser representative registered through United Advisors America Corporation since June 2021, and is not listed among the firm’s executive officers or direct owners.
Is Thomas Barten a financial advisor?
Yes. Thomas Barten has a current investment-adviser registration in Minnesota and Wisconsin, through United Advisors America since June 2021.
How many years of experience does Thomas Barten have?
Thomas Barten has 14 years in the financial industry, since December 2011, across 3 adviser firms.
What exams has Thomas Barten passed?
Thomas Barten has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in April 2011. FINRA credited Thomas Barten with the SIE, which began in October 2018.
Where did Thomas Barten work before United Advisors America?
Before United Advisors America, Thomas Barten was registered through U.S. Bancorp Investments, Inc., February 2013 to May 2021; Edward Jones, August 2011 to August 2012.
Where is Thomas Barten based?
Thomas Barten’s registered office is in Bloomington, MN.
Is Thomas Barten registered with FINRA?
No. Thomas Barten has no current broker registration.
How can I verify Thomas Barten’s record?
Search CRD 5900636 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Thomas Barten’s full registration record.