Daniel Baxter has been an investment adviser representative at United Advisors America since April 2017, and is not listed among the firm’s executive officers or direct owners.
United Advisors America Corporation is a Prosper, TX firm with $447M under management, 2,809 clients and 24 advisers in one office, as of its August 2026 filing.
- United Advisors AmericaCurrent– present · 9 yearsPlatteville, WI · Adviser representative · Firm CRD 147350
Investment adviser representative registrations
Daniel Baxter is registered as an investment adviser representative in 2 states. The first approvals date from April 2017; the most recent is Illinois, in January 2026.
- IllinoisSince 14 January 2026
- WisconsinSince 5 April 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 27 March 2017 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 11 April 2016 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 11 March 2016 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Daniel John Baxter
- CRD
- 6612829
- Firm
- United Advisors America · CRD 147350
- Office
- Platteville, WI
- Registration
- Investment adviser registration
- In the industry since
- July 2016
- Disciplinary history
- Not yet shown here · SEC record
Where does Daniel Baxter work?
Daniel Baxter is an investment adviser representative registered through United Advisors America Corporation since April 2017, and is not listed among the firm’s executive officers or direct owners.
Is Daniel Baxter a financial advisor?
Yes. Daniel Baxter has a current investment-adviser registration in Illinois and Wisconsin, through United Advisors America since April 2017.
How many years of experience does Daniel Baxter have?
Daniel Baxter has 10 years in the financial industry, since July 2016, across 1 adviser firm.
What exams has Daniel Baxter passed?
Daniel Baxter has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in March 2016. FINRA credited Daniel Baxter with the SIE, which began in October 2018.
Where is Daniel Baxter based?
Daniel Baxter’s registered office is in Platteville, WI.
Is Daniel Baxter registered with FINRA?
No. Daniel Baxter has no current broker registration.
How can I verify Daniel Baxter’s record?
Search CRD 6612829 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Daniel Baxter’s full registration record.